Regulatory Compliance Specialist

5 days ago


Glasgow, Glasgow City, United Kingdom HRC Recruitment Full time
Job Overview

We are seeking an experienced Regulatory Reporting & Oversight Manager to join our client, a leading organisation in their sector. This pivotal role reports directly to the Head of Internal Controls and will be responsible for ensuring excellence in regulatory reporting and oversight.


The successful candidate will have a strong understanding of financial regulation and compliance, with experience in managing teams and implementing effective controls. The ideal candidate will be a strategic thinker with excellent communication skills and the ability to build strong relationships with stakeholders.


Salary: Competitive + Benefits (£60,000 - £80,000 per annum)


Key Responsibilities:
  • Ensure accuracy and completeness of regulatory reports
  • Develop and implement effective controls to mitigate risk
  • Manage and lead a team of regulatory professionals
  • Build and maintain strong relationships with internal stakeholders and external regulators

Required Skills and Qualifications:

  • Strong understanding of financial regulation and compliance
  • Experience in managing teams and implementing effective controls
  • Excellent communication and interpersonal skills
  • Bachelor's degree in a relevant field (e.g. finance, accounting, law)


  • Glasgow, Glasgow City, United Kingdom Morgan Hunt UK Limited Full time

    We are seeking a Financial Regulatory Compliance Specialist to support our risk management team in the UK.The ideal candidate will work on delivering effective and efficient regulatory compliance programs that prioritize customer safety and security.Key responsibilities include:Ensuring timely and budget-friendly delivery of cyclical and compliance...


  • Glasgow, Glasgow City, United Kingdom AJ FOX COMPLIANCE Full time

    We are seeking a diligent and detail-oriented individual to support our team as a Conflicts Assistant at AJ FOX COMPLIANCE, a top UK law firm.This role presents an excellent opportunity for a legal assistant or paralegal looking to transition into a Risk & Compliance position.Key responsibilities include:Conducting thorough conflicts checks, AML reviews, and...


  • Glasgow, Glasgow City, United Kingdom ConvaTec Full time

    About the RoleWe are seeking an experienced Biocompatibility Specialist to join our team at ConvaTec, a global leader in medical products and technologies. As a key member of our regulatory compliance team, you will play a crucial role in ensuring the safety and efficacy of our medical devices.


  • Glasgow, Glasgow City, United Kingdom Barclays UK Full time

    Career OpportunityWe are seeking a seasoned Legal Counsel to lead our Regulatory Compliance team at Barclays UK. This exciting opportunity offers the chance to shape our regulatory strategy and drive innovation in cash management and payments.As a key member of our leadership team, you will be responsible for developing and executing regulatory compliance...


  • Glasgow, Glasgow City, United Kingdom Barclays Full time

    About the RoleWe are looking for a talented Regulatory Compliance Analyst to join our team at Barclays. In this role, you will be responsible for identifying, assessing, and mitigating prudential regulatory reporting risks, providing oversight on regulatory reporting, and maintaining open communication with regulators.Your Key Responsibilities:Identify and...


  • Glasgow, Glasgow City, United Kingdom HRC Recruitment Careers Full time

    Regulatory Reporting & Oversight Manager">We are seeking an experienced compliance professional to lead a high-performing team and drive key compliance initiatives. The successful candidate will report directly to the Head of Internal Control, Compliance & Legal Relay.">This pivotal role offers an exciting opportunity to develop new frameworks to monitor...


  • Glasgow, Glasgow City, United Kingdom The FMC Network Full time

    Job Title: Compliance SpecialistWe are seeking a skilled Compliance Specialist to join our team at The FMC Network in Glasgow. As a key member of our organization, you will play a vital role in ensuring regulatory compliance across all water treatment and water hygiene services.**Key Responsibilities**:Ensure compliance with Scottish water quality...


  • Glasgow, Glasgow City, United Kingdom The FMC Network Full time

    Job Title: Regulatory Compliance LeadThe FMC Network is seeking a highly skilled Regulatory Compliance Lead to oversee our regulatory compliance efforts across all water treatment and water hygiene services. This is an exciting opportunity to join a dynamic team and contribute to shaping the future of our organization.**Key Responsibilities:**Ensure...


  • Glasgow, Glasgow City, United Kingdom dnata Catering UK Full time

    **Job Summary:** Regulatory Compliance ExecutiveThe salary for this role is approximately £38,000 - £48,000 per annum.We are seeking a highly skilled Regulatory Compliance Executive to join our team at dnata Catering UK. As a key member of our organization, you will be responsible for ensuring that our Glasgow facility complies with all relevant laws and...


  • Glasgow, Glasgow City, United Kingdom The Fertility Partnership Full time

    About The Fertility PartnershipThe Fertility Partnership is a leading fertility clinic in Scotland, dedicated to delivering exceptional patient care and outcomes.We are seeking an experienced Quality Management System Lead to join our team. This role will be responsible for leading the development and implementation of our QMS across all clinic locations.Job...


  • Glasgow, Glasgow City, United Kingdom Jacobson Garner Full time

    At Jacobson Garner, we are seeking a highly skilled Compliance Assurance Specialist to join our dynamic corporate banking group in Glasgow.About the RoleAs a Compliance Assurance Specialist, you will play a critical role in ensuring the bank adheres to regulatory requirements and internal policies. You will work collaboratively with stakeholders across the...


  • Glasgow, Glasgow City, United Kingdom CV-Library Full time

    Join Our TeamWe are seeking a highly motivated Regulatory Compliance Officer to join our team at CV-Library in Glasgow, Scotland.About the RoleIn this role, you will be responsible for ensuring the organisation's compliance with regulatory requirements and internal policies. You will work closely with the business to develop and maintain an effective...


  • Glasgow, Glasgow City, United Kingdom CV-Library Full time

    Job OverviewThe Compliance Director will be responsible for ensuring accurate and timely regulatory reporting. This role involves assessing existing processes, collaborating with the Business Intelligence team to develop new tools as needed, and monitoring operational risk and compliance across the organisation.

  • Compliance Specialist

    4 weeks ago


    Glasgow, Glasgow City, United Kingdom Manucomm Recruitment Ltd Full time

    Are you an experienced Compliance Specialist looking for a new challenge? We have an exciting opportunity for a Compliance Specialist to join our client's team in Wells, Somerset.In this role, you will be responsible for ensuring that all food products manufactured by our client meet the highest quality and safety standards.You will work closely with...


  • Glasgow, Glasgow City, United Kingdom AJ FOX COMPLIANCE Full time

    AJ FOX COMPLIANCE is a leading provider of compliance solutions, seeking an experienced Conflict Resolution Specialist to join our team. As a key member of our Global Law Firm's Compliance Department, you will play a crucial role in ensuring all policies and procedures are in place to avoid conflicts of interest, protect confidential information, and...


  • Glasgow, Glasgow City, United Kingdom Mydas Recruitment Full time

    Safety and Compliance SpecialistAn innovative company in the precision engineering sector is seeking a Safety and Compliance Specialist to join their team. In this role, you will be responsible for ensuring compliance with regulatory requirements, developing safety policies, and conducting risk assessments.The ideal candidate will have expertise in health...


  • Glasgow, Glasgow City, United Kingdom Worldwide Clinical Trials Full time

    About Worldwide Clinical TrialsWe are a leading global contract research organization (CRO) that works in partnership with biotechnology and pharmaceutical companies to create customized solutions that advance new medications – from discovery to reality.Anchored in our company's scientific heritage, we apply our dedicated therapeutic focus on...


  • Glasgow, Glasgow City, United Kingdom Core-Asset Consulting Ltd Full time

    About This RoleWe are looking for a skilled Finance Regulatory Specialist to join our Glasgow team on an initial 12-month contract. As a Finance Regulatory Specialist, you will be responsible for managing individuals' workload, offering professional support and career development.You will also be required to develop collaborative working relationships with a...


  • Glasgow, Glasgow City, United Kingdom Morson Talent Full time

    Key Responsibilities">As a Regulatory Compliance Engineer, you will support the development of CFSI arrangements for deployment across the Business/Project. This includes coaching and training Quality Teams in CFSI, ensuring maintenance of CFSI related information and data on relevant Business/Project platforms.


  • Glasgow, Glasgow City, United Kingdom Azets Group Full time

    Job OverviewWe are seeking a highly skilled Lead Compliance Specialist to join our team at Azets Group. As a Lead Compliance Specialist, you will be responsible for ensuring compliance with regulatory requirements, providing guidance on financial matters, and supporting local partners with ad-hoc duties.The estimated salary for this role is around £60,000 -...