Compliance Audit Team Leader

4 weeks ago


Beckenham, Greater London, United Kingdom SimX Ltd Full time

About Us:
SimX Ltd is a leading Fintech company that provides innovative payment solutions. We are seeking a highly skilled Compliance Audit Team Leader to join our team and support our Compliance Department in addressing compliance checks and queries.

Compliance Audit Team Leader – The Role:
The Compliance Audit Team Leader will be responsible for supporting the Compliance Manager and Chief Compliance Officer in compliance matters, including ongoing Customer Database Data Integrity checks and processes. The role will also involve managing audit and remediation engagements, and providing subject matter expertise to strengthen controls design and implementation effectiveness.

Compliance Audit Team Leader – Key Responsibilities:

  1. Assist the Compliance Manager and Chief Compliance Officer in compliance matters.
  2. End-to-end process of ongoing Customer Database Data Integrity checks & processes.
  3. Manage audit and remediation engagements.
  4. Responsible for management response to AML audit observations and track reporting of identified observations.
  5. Carry out monthly sampling checks on previously onboarded customer reviews as determined by the MLRO and Chief Compliance Officer.
  6. Provide subject matter expertise to strengthen controls design and implementation effectiveness.

Compliance Audit Team Leader – You:

  1. Degree (or equivalent) or comparable work experience required. Must have 1 to 2 years relevant local working experience in a compliance role.
  2. Broad and/or in-depth technical compliance knowledge in relation to AML/CFT.
  3. Experience in Banking and Financial Services industry, particularly related to card schemes and other alternative payments, will be considered an asset.
  4. Able to execute responsibilities with minimal supervision; li>
  5. Develop, implement, promote, and maintain compliance standards and procedures.
  6. Proficiency in Microsoft Office (Word, Excel, PowerPoint).
  7. Attention to detail and diligence in assessing potential legal and compliance issues.

Compliance Audit Team Leader – Benefits:

  1. Opportunity to be part of a rapidly scaling and market-leading Fintech business.
  2. Family-friendly enhanced benefits/policies.
  3. Pension, Healthcare, Life Assurance.


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