Compliance Assurance Professional

1 day ago


North East, United Kingdom Sacco Mann Full time

Sacco Mann is a leading law firm seeking an experienced Compliance Assurance Professional to join their growing compliance team in Newcastle. As a key member of the team, you will be responsible for ensuring the firm's compliance with regulatory requirements.

About the Role

This is an excellent opportunity for a motivated and detail-oriented individual to take on a challenging role that requires strong analytical and problem-solving skills. You will work closely with the Head of Risk and Compliance to identify and mitigate potential risks, as well as develop and maintain a comprehensive quality log for audits.

The ideal candidate will have at least 2 years' experience in compliance auditing within a regulated legal or professional services business. You will also have a strong understanding of risk management principles and practices, as well as excellent communication and interpersonal skills.

Key Responsibilities
  • Coordinating and leading monthly quality assessments for fee earners across various legal departments.
  • Carrying out risk evaluations and providing reports on potential issues.
  • Developing and maintaining a comprehensive quality log for audits, while identifying key trends.
  • Analysing historical data to enhance quality processes and drive continuous improvement.
  • Overseeing firm-wide performance from a quality assurance standpoint.
  • Supporting the Head of Compliance in preparing for external audits and compliance reviews.
What We Offer
  • A competitive salary ranging from £45,000 to £60,000 per annum, dependent on experience.
  • An extensive benefits package, including hybrid working arrangements.
  • Genuine career progression opportunities within a dynamic and supportive team.
  • Ongoing training and development to ensure you stay up-to-date with industry developments and best practices.


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