Regulatory Oversight Professional

We're seeking an experienced Regulatory Oversight Professional to join our UK Compliance Team in Manchester. In this role, you'll collaborate with the Business to understand and advise on Regulatory Risk. Key responsibilities include:Representing Compliance at CASS Forums to provide oversight and challenge.Liaising with and overseeing the business and Senior...

Estimated Salary: £90,000 per annum. Our client is seeking a skilled Regulatory Oversight Specialist to join the Independent Football Regulator in its shadow form. The successful candidate will play a crucial role in developing the supervision function within the new organisation, building capability and operational processes necessary for effective...

The Independent Football Regulator is seeking a skilled Regulatory Oversight Lead to join its team in Manchester. As the new head of supervision, you will be responsible for ensuring effective oversight of football clubs within the scope of the new regulatory framework. This role requires strong leadership skills, with the ability to build capability and...

Join us as a Regulatory Risk Oversight Associate In this role, you'll support NatWest Markets (NWM) in meeting their regulatory obligations and keep the bank safe You'll make sure that regulatory compliance is monitored and maintained by appropriate horizon scanning and regulatory rules mapping with control and policy assessment You can expect to enjoy a...

Join us as a Regulatory Risk Oversight Associate In this role, you’ll support NatWest Markets (NWM) in meeting their regulatory obligations and keep the bank safe You’ll make sure that regulatory compliance is monitored and maintained by appropriate horizon scanning and regulatory rules mapping with control and policy assessment You can expect...

Join us as a Regulatory Risk Oversight AssociateIn this role, you’ll support NatWest Markets (NWM) in meeting their regulatory obligations and keep the bank safe You’ll make sure that regulatory compliance is monitored and maintained by appropriate horizon scanning and regulatory rules mapping with control and policy assessment You can expect to enjoy a...

Join us as a Regulatory Risk Oversight AssociateIn this role, you’ll support NatWest Markets (NWM) in meeting their regulatory obligations and keep the bank safeYou’ll make sure that regulatory compliance is monitored and maintained by appropriate horizon scanning and regulatory rules mapping with control and policy assessmentYou can expect to enjoy a...

Role SummaryWe are seeking a Director of Regulatory Oversight to join our team at GET STAFFED ONLINE RECRUITMENT LIMITED. The successful candidate will play a crucial role in developing the supervision function within our organisation, building capability and the operational processes and controls necessary to ensure effective oversight of regulated...

Role Description:The Compliance Team Leader will be responsible for ensuring the Property Management Compliance team adheres to various legal, regulatory, and internal policies. This involves managing a team of four compliance specialists, overseeing audit processes, and site audits. Additionally, the candidate will be responsible for managing client money...

Join us as a Regulatory Risk Oversight AssociateIn this role, you’ll support NatWest Markets (NWM) in meeting their regulatory obligations and keep the bank safeYou’ll make sure that regulatory compliance is monitored and maintained by appropriate horizon scanning and regulatory rules mapping with control and policy assessmentYou can expect to enjoy a...

**Responsibilities**: - Maintain oversight of the CASS Resolution Packs (CASS RP) including Certification, Testing, QA and Change Management. - Work closely with teams across all business lines to ensure the CASS RP is kept to a high standard and enhanced as required in response to business model, operational or regulatory changes. - Support identification,...

Join us as a Regulatory Risk Manager In this key role, you'll support NatWest Markets (NWM) in providing customers with commercially viable products that will meet their needs and keep the bank safe You'll make sure that regulatory compliance is monitored and maintained by appropriate horizon scanning and regulatory rules mapping with control and policy...

Join us as a Regulatory Risk ManagerIn this key role, you’ll support NatWest Markets (NWM) in providing customers with commercially viable products that will meet their needs and keep the bank safe You’ll make sure that regulatory compliance is monitored and maintained by appropriate horizon scanning and regulatory rules mapping with control and policy...

Join us as a Regulatory Risk Oversight AssociateIn this role, you’ll support NatWest Markets (NWM) in meeting their regulatory obligations and keep the bank safeYou’ll make sure that regulatory compliance is monitored and maintained by appropriate horizon scanning and regulatory rules mapping with control and policy assessmentYou can expect to enjoy a...

Join us as a Regulatory Risk ManagerIn this key role, you’ll support NatWest Markets (NWM) in providing customers with commercially viable products that will meet their needs and keep the bank safeYou’ll make sure that regulatory compliance is monitored and maintained by appropriate horizon scanning and regulatory rules mapping with control and policy...

Senior Associate, Regulatory Oversight Management **_Bring your ideas. Make history. _** BNY Mellon offers an exciting array of future-forward careers at the intersection of business, finance, and technology. We are one of the world's top asset management and banking firms that manages trillions of dollars in assets, custody and/or administration. Known as...

Senior Associate **_Bring your ideas. Make history. _** BNY Mellon offers an exciting array of future-forward careers at the intersection of business, finance, and technology. We are one of the world's top asset management and banking firms that manages trillions of dollars in assets, custody and/or administration. Known as the “bank of banks” - 97% of...

About the RoleWe are looking for a talented Regulatory Risk Oversight Associate to join our team at NatWest Markets.In this role, you will be responsible for monitoring and maintaining regulatory compliance, executing and risk assessing regulatory interpretations and business impacts of new and existing regulations, and identifying control and policy gaps...

**This is a remote working role with occasion travel to clients when required** As a Compliance Oversight Associate, you will have the capacity to get things done through persuasion, collaboration, and effective communication, able to work independently, with mínimal supervision, remote working. As part of the compliance oversight team, you will implement...

Job DescriptionWe are seeking a skilled Regulatory Risk Oversight Associate to join our team at NatWest Markets.The ideal candidate will have knowledge of key UK EU market regulations and experience in providing regulatory technical support. They will also possess expertise in compliance or regulatory oversight in investment banking.This is a unique...