Financial Services Regulatory Specialist
1 week ago
We are seeking a highly skilled Financial Services Regulatory Lawyer to join our EMEA legal team on a permanent basis.
The successful candidate will be the lead lawyer on all aspects of the bank's EMEA cross-border marketing risk appetite framework. This includes liaising with key stakeholders, advising on marketing queries and transactions, and ensuring accurate advice is provided to the front office.
Key responsibilities include:
- Leading the development and implementation of the cross-border marketing risk framework;
- Liaising with stakeholders to ensure effective communication and collaboration;
- Providing expert advice on regulatory matters related to licensing and cross-border marketing risks;
- Managing multiple workstreams and working with various stakeholders;
- Building strong relationships with internal teams and being a collaborative team player.
This is an exciting opportunity for a Financial Services Regulatory Lawyer to take on a challenging role in a leading financial institution. The ideal candidate will have a strong background in regulatory law, excellent communication skills, and the ability to work effectively in a team environment.
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Regulatory Affairs Specialist
3 weeks ago
London, Greater London, United Kingdom Fire Financial Services Limited Full timeRegulatory Affairs Specialist Job Summary:We are seeking an experienced Regulatory Affairs Specialist to join our team at Fire Financial Services Limited.This role will involve working closely with the Risk and Compliance Officer for our Irish company, servicing our UK customers and maintaining primary control functions for the company.The estimated salary...
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Regulatory Reporting Expert
1 day ago
London, Greater London, United Kingdom Bruin Financial Full timeJoin our client's dynamic and supportive team as a Regulatory Reporting Expert. As a Finance Manager, you will play a key role in managing regulatory reporting for a niche business line, supporting the monthly financial and statutory reporting.You will be responsible for preparing monthly financial reports for business leaders, analysing financial data, and...
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Senior Financial Services Regulatory Specialist
2 weeks ago
London, Greater London, United Kingdom Lipson Lloyd-Jones Full timeWe are seeking a Senior Financial Services Regulatory Specialist to join our team at Lipson Lloyd-Jones.This role will involve advising banks, investment firms, asset managers, market infrastructure providers and other financial institutions on financial services law and regulation, including all major UK/EU regulatory regimes.The ideal candidate will have...
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Regulatory Specialists
1 week ago
London, Greater London, United Kingdom Miryco Consultants Ltd Full timeWe are partnering with a pioneering RegTech Consultancy to recruit highly skilled Regulatory Specialists - Financial Services. The ideal candidate will possess strong expertise in regulatory compliance and a passion for staying up-to-date on industry developments.This is a fantastic opportunity to work with a forward-thinking company that is shaping the...
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Financial Services Regulatory Specialist
2 weeks ago
London, Greater London, United Kingdom IDEX Consulting Full time**About the Role:**We are seeking a highly motivated Lawyer to join our dynamic team in London. As a Financial Services Regulatory Specialist, you will play a key role in advising clients on a wide range of financial services regulatory matters.The ideal candidate will have a proven track record of advising clients on complex regulatory issues, including...
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Financial Services Regulatory Specialist
1 week ago
London, Greater London, United Kingdom IDEX Consulting Ltd Full timeJob Title: Financial Services Regulatory SpecialistAbout the Company:IDEX Consulting Ltd is a leading provider of advice, investment platforms, multi-asset investment solutions, and discretionary fund management. With a trusted history of over 250 years, we ensure our clients' investments are managed with precision and foresight.Salary and Benefits:Salary up...
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Financial Services Regulatory Expert
1 week ago
London, Greater London, United Kingdom MERJE Full timeRegulatory Specialist RoleWe are seeking an experienced Regulatory Specialist to join our team in the West Midlands, working with a leading Financial Services organisation.This role involves deputising for the head of department, ensuring compliance and strategic foresight in a dynamic regulatory environment. Key responsibilities include:Primary point of...
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Financial Services Regulatory Specialist
1 week ago
London, Greater London, United Kingdom Pembury Legal Full timeWe are looking for a talented Financial Services Regulatory Specialist to join our team at Pembury Legal. In this role, you will play a pivotal part in managing and developing the team's knowledge resources, supporting business development initiatives, and delivering high-quality training. The successful candidate will have a strong academic background, a...
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Regulatory Specialist in Financial Services
7 days ago
London, Greater London, United Kingdom Career Legal Full timeAbout the Role">Career Legal is seeking a highly experienced Regulatory Specialist to join our Financial Services team. This role offers a unique opportunity to work on complex matters in a dynamic environment with a strong focus on regulatory compliance.The successful candidate will handle legal matters, lead client relationships, and mentor junior fee...
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Senior Regulatory Reporting Specialist
1 month ago
London, Greater London, United Kingdom Bruin Financial Full timeAbout the RoleWe are looking for a highly skilled Senior Regulatory Reporting Specialist to join our team in London. As a key member of our Risk Management department, you will be responsible for preparing and submitting accurate and timely regulatory reports to relevant authorities.Responsibilities:Prepare and submit regulatory returns for BoE, FCA, and...
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Financial Services Regulatory Specialist
3 weeks ago
London, Greater London, United Kingdom Ryder Reid Legal Limited Full timeRyder Reid Legal Limited is a leading recruitment specialist connecting legal talent with top law firms globally. We are currently seeking a highly skilled Financial Services Regulatory Specialist to join our team on a rolling 6-month contract basis.The ideal candidate will have previous paralegal experience, preferably in a regulatory, fund structuring or...
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Financial Regulatory Specialist
1 month ago
London, Greater London, United Kingdom Moody's Full timeJob Overview: We are seeking a highly skilled Financial Regulatory Specialist to join our team at Moody's. This role will be responsible for assisting the Compliance Department in developing and implementing the company's compliance program.Key Responsibilities:Providing day-to-day business advisory services in the regionSupporting responses to regulatory...
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Regulatory Lawyer
2 weeks ago
London, Greater London, United Kingdom Noble Legal Limited Full timeAbout UsNoble Legal Limited is a highly regarded law firm that provides expert advice on financial services regulation to a wide range of clients.Job SummaryWe are seeking an experienced Financial Services Regulatory Specialist to join our team.ResponsibilitiesDevelop and deliver training programs for the team on financial regulation.Stay up-to-date on...
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Financial Services Regulatory Expert
2 weeks ago
London, Greater London, United Kingdom IDEX Consulting Full timeAbout the RoleWe are seeking a highly skilled Financial Services Regulatory Expert to join our team at IDEX Consulting. This is an exciting opportunity for an experienced professional to contribute to ensuring regulatory excellence and compliance within our advisory operations.As a Business Assurance Specialist, you will play a key role in shaping core...
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Financial Risk and Compliance Specialist
21 hours ago
London, Greater London, United Kingdom Fire Financial Services Limited Full timeAre you a compliance expert looking for a new challenge?Job SummaryWe are seeking a highly skilled Financial Risk and Compliance Specialist to join our team at Fire Financial Services Limited. As a key member of our risk management team, you will be responsible for ensuring that our payment services comply with all relevant regulations and laws.Key...
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Financial Services Regulatory Expert
1 week ago
London, Greater London, United Kingdom Duke and Rawson Full timeJob Title: Financial Services Regulatory SpecialistWe are seeking a highly skilled Professional Support Lawyer (PSL) to join our London-based Financial Services Regulatory team. The successful candidate will provide expert advice and guidance to our fee-earning lawyers, as well as contributing to internal knowledge management, training, and external...
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Financial Services Risk Analyst
1 day ago
London, Greater London, United Kingdom Bruin Financial Full timeJob Overview:Bruin Financial, a leading financial institution, is seeking a highly skilled Financial Services Risk Analyst to join their team. As an Operational Risk Specialist, you will play a crucial role in ensuring the effective management of operational risks across the organization.ResponsibilitiesYou will be responsible for directing and reviewing the...
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Regulatory Law Specialist in Financial Services
2 weeks ago
London, Greater London, United Kingdom Duke and Rawson Full timeAbout the Role:">We are seeking a highly skilled Regulatory Law Specialist to join our team in London. As a key member of our financial services department, you will play a critical role in advising clients on regulatory matters and working closely with our fee-earning team.">Key Responsibilities:">">Provide expert advice on EU and UK regulatory law to...
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Financial Services Regulatory Specialist
1 week ago
London, Greater London, United Kingdom IDEX Consulting Ltd Full timeSenior Financial Services Regulatory Advisor OpportunityWe are seeking a senior financial services regulatory advisor to join our Big 4 legal team in London. As a senior advisor, you will be responsible for advising clients on complex financial services regulations and ensuring compliance with relevant laws and regulations.The ideal candidate will possess a...
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Regulatory Compliance Lead
2 weeks ago
London, Greater London, United Kingdom Synchronicity Financial Services Full timeJob DescriptionWe are recruiting for a Level 4 Diploma qualified Regulatory Compliance Lead to join our T&C function at Synchronicity Financial Services. This role is responsible for the supervision of financial advisors and contributing to the progressive development of talent across the firm.About the RoleThis is an exciting opportunity for a seasoned...