Senior Regulatory Compliance Executive
2 weeks ago
We are seeking a highly skilled Senior Regulatory Compliance Executive to join our team at Deriv. As a key member of our compliance department, you will be responsible for monitoring regulatory developments and analysing new requirements.
In this role, you will create, maintain and implement compliance-related policies, conduct internal reviews and perform legislative gap analysis. You will also execute compliance monitoring programmes in a timely manner and support the implementation and monitoring of internal controls.
You will work closely with our management team to prepare presentations and communication on regulatory developments and potential challenges. Additionally, you will submit regulatory reports and collaborate in reviewing and assessing compliance business risk assessments.
We offer a competitive salary of £80,000 - £100,000 per annum, depending on experience. Benefits include private medical insurance, death service benefits, health screening, dental and vision allowance.
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Regulatory Compliance Specialist
4 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeAbout the RoleWe are seeking a skilled Regulatory Compliance Specialist to join our team at Compliance Professionals.Job SummaryThe ideal candidate will have at least 5 years' experience in Compliance or Operations within financial services, preferably fund management and/or discretionary management environment. Strong appreciation of Compliance and...
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Regulatory Compliance Specialist
2 weeks ago
London, Greater London, United Kingdom Regulatory Affairs Professionals Society Full timeJob DescriptionAs a Regulatory Affairs Manager at Prinova Europe, you will oversee regulatory strategy for the organisation, providing leadership and guidance to the business on regulatory matters for food, feed and personal care activity in the UK and other markets where Prinova Europe and Prinova Solutions Europe operates.This role involves ensuring...
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Regulatory Compliance Specialist
2 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob DescriptionCompliance Professionals is seeking a highly skilled Regulatory Compliance Specialist to join our team.About the RoleThis exciting opportunity allows you to utilize your expertise in regulatory compliance to provide comprehensive advice on requirements and interpret complex regulatory changes. You will work closely with key stakeholders,...
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Regulatory Compliance Expert
2 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob SummaryWe are seeking an experienced Regulatory Compliance Expert to join our team at Compliance Professionals. This role will involve ensuring adherence to statutory and regulatory provisions, monitoring regulatory developments, and maintaining the Compliance Monitoring Programme.Key ResponsibilitiesEnsure compliance with FCA, LME, LME Clear, NFA, and...
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Regulatory Compliance Expert
3 weeks ago
London, Greater London, United Kingdom Vixio Regulatory Intelligence Full timeRole OverviewVixio Regulatory Intelligence is seeking a highly skilled Regulatory Compliance Expert to lead the development of a premium technical compliance solution.The ideal candidate will have experience in compliance roles at regulated gambling operators or technology providers and possess strong communication skills.
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Regulatory Compliance Specialist
4 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeCompliance ManagerThe Compliance Professionals are seeking a highly skilled Regulatory Compliance Specialist to join their London-based compliance team. This is a challenging and rewarding role that requires strong knowledge of regulatory requirements and compliance best practices.About the Role:This position plays a crucial role in ensuring adherence to...
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Compliance Director
3 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob OverviewWe are seeking a seasoned Compliance Director to join our team at Compliance Professionals.The ideal candidate will have extensive experience in senior-level compliance roles within the derivatives brokerage industry.About the RoleThis is an exceptional opportunity to oversee a small team and play a pivotal role in developing our compliance...
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Compliance Officer
1 month ago
London, Greater London, United Kingdom Compliance Professionals Full timeCompliance Monitoring and Regulatory ComplianceWe are seeking an experienced Compliance Officer to join our team at Compliance Professionals. The ideal candidate will have a strong background in regulatory compliance and experience in managing a small team.Key Responsibilities:Monitor and review all relevant statutory and regulatory provisions, including...
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Compliance Officer
1 month ago
London, Greater London, United Kingdom Compliance Professionals Full timeCompliance Officer Role:Compliance Professionals is seeking a highly skilled Compliance Officer to join our team. As a key member of our compliance department, you will be responsible for assisting with the management of our compliance monitoring program and ensuring adherence to all applicable regulatory obligations.Responsibilities:Consideration of all...
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Senior Regulatory Compliance Specialist
3 weeks ago
London, Greater London, United Kingdom Executive Network Legal Limited Full time**Executive Network Legal Limited: A Leading Organisation in Regulatory Law**We are seeking a highly skilled and experienced Regulatory Lawyer to join our team. As a senior lawyer, you will play a pivotal role in managing legal and regulatory risks while delivering high-quality expert legal support.The successful candidate will have extensive experience in...
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Lawyer - Regulatory Compliance Specialist
2 days ago
London, Greater London, United Kingdom AJ FOX COMPLIANCE Full time**Regulatory Compliance Role at AJ FOX COMPLIANCE**AJ FOX COMPLIANCE is seeking an In-House Risk Lawyer to join our dynamic office in London. The role will be varied, contributing to the management and smooth operation of the firm alongside the support of wider compliance team officers.The ideal candidate has 5 years of risk-focused PQE and extensive...
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UK Regulatory Expert
3 weeks ago
London, Greater London, United Kingdom Compliance Recruitment Solutions Full timeJob Title: UK Regulatory ExpertSalary Range: £90,000 - £120,000 per annumJob Description:We have been retained by our client, a growing international payments business with an exciting vision, to find a Head of UK Compliance to help drive forward their expanding business.Key Responsibilities:Reviewing and analysing regulatory changes and new rules from the...
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Director of Regulatory Reporting and Compliance
3 weeks ago
London, Greater London, United Kingdom Maze Executive Search & Selection Full timeWe are seeking a seasoned professional to fill the role of Director of Regulatory Reporting and Compliance. This position will be based in London and is an excellent opportunity for someone looking to take on new challenges in the financial services industry.About the RoleAs Director of Regulatory Reporting and Compliance, you will be responsible for...
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Financial Accountant
2 weeks ago
London, Greater London, United Kingdom Hays Senior Finance Full timeJob DescriptionWe are looking for an experienced financial accountant to join our team as a senior accountant. The successful candidate will be responsible for ensuring compliance with accounting and regulatory standards, including UK GAAP, US GAAP, IFRS, and Lloyd's regulations.ResponsibilitiesProduction and delivery of Lloyds regulatory returns and FCA/PRA...
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Compliance Manager
4 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeAbout the RoleWe are seeking a highly experienced Compliance Manager to join our team at Compliance Professionals.The successful candidate will have extensive experience of working in a financial services industry Compliance Department covering private banking/wealth management activities.Key responsibilities will include:Assisting with ensuring compliance...
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Senior Compliance Director
3 weeks ago
London, Greater London, United Kingdom Compliance Recruitment Solutions Full timeJob Title: Senior Compliance DirectorSalary Range: £100,000 - £130,000 per annumAbout the Role:This is an outstanding opportunity for an experienced Senior Compliance Director to join a leading Global Payments business in a key role at an exciting time of their growth and expansion.Key Responsibilities:Leading the Compliance monitoring programme and...
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Regulatory Affairs Specialist
3 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeCompany OverviewWe are a global banking group, offering Corporate/Private Banking and Asset Management services in the UK market.About the RoleThis is an exciting opportunity to join our team as a Regulatory Affairs Specialist in the Compliance Monitoring department. As a key member of our team, you will play a vital role in ensuring adherence to regulatory...
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Regulatory Compliance Professional
2 weeks ago
London, Greater London, United Kingdom Hays Senior Finance Full timeAre you a highly motivated and experienced Regulatory Compliance Professional? We are seeking an exceptional candidate to lead our compliance team in the UK and Ireland region. As part of this dynamic logistics business, you will play a vital role in shaping compliance strategy and ensuring regulatory adherence.Key Responsibilities:Develop and implement...
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Strategic Compliance Officer
4 weeks ago
London, Greater London, United Kingdom AJ FOX COMPLIANCE Full timeJob OverviewAJ FOX COMPLIANCE, a leading International Law Firm, is seeking an experienced Strategic Compliance Officer to join their Risk and Compliance team.The role involves providing expert guidance on regulatory risk and compliance matters, including conflicts and anti-money laundering (AML), to support senior management in managing professional risks...
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Senior Regulatory Expert
2 weeks ago
London, Greater London, United Kingdom Compliance Recruitment Solutions Full timeSenior Associate - Financial Services Regulatory TeamWe are seeking a Senior Associate to join our Financial Services Regulatory team in London, focusing on FinTech, payments & digital assets practice. Key responsibilities include:Leading high-profile regulatory projects for clients.Managing junior resources and providing guidance in complex regulatory...