Compliance Director

4 days ago


Bath, Bath and North East Somerset, United Kingdom Willow Resourcing Limited Full time £75,000
Job Description

Senior Compliance Advisory Manager

Investment Management

Location: Hybrid, 2 days in the office, 3 days WFH

Salary: To £75k + bonus + benefits

About the Role:

We are seeking a highly skilled and experienced Senior Compliance Advisory Manager to join our team at Willow Resourcing Limited. As a key member of our Compliance department, you will play a critical role in ensuring that our business operates in compliance with all applicable regulations.

Key Responsibilities:

  • Provide support and guidance to all business units to ensure compliance with all applicable regulations.
  • Identify and mitigate compliance risks, and develop and implement compliance training programs.
  • Perform horizon scanning, keeping management informed of and relevant regulatory changes, their potential impact on the business, and recommending appropriate responses.

Requirements:

  • Previous experience in a Compliance role within an investment management or wealth management environment.
  • Full knowledge of relevant FCA regulations.
  • Excellent communication and stakeholder management skills.
  • Ability to deliver engaging Compliance training at all levels across a business.

What We Offer:

We offer a competitive salary, bonus, and benefits package, as well as the opportunity to work with a dynamic and ambitious business. If you are a motivated and experienced Compliance professional looking for a new challenge, please apply.



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