Financial Services Manager

4 weeks ago


Leicester, Leicester, United Kingdom RSM Full time

About the Role

RSM is seeking an experienced Manager to join our Internal Audit team in Birmingham. As a key member of our Risk Assurance service line, you will be responsible for managing a portfolio of clients, developing and delivering internal audit assignments, and ensuring high-quality assurance services are delivered to our clients.

About the Company and Department

RSM is a leading professional services firm with a strong presence in the UK and globally. Our Internal Audit team is one of the largest in a UK professional accountancy firm, with over 200 specialist internal auditors. We offer excellent opportunities for progression and a dynamic and experienced team focused on our financial services growth strategy.

About the Job

You will support the Partners, Directors, and Senior Managers in the day-to-day management and delivery of internal audit to our financial services internal audit clients. Key responsibilities include:

  • Developing and delivering internal audit assignments, including quality assurance reviews and audit strategies;
  • Managing a portfolio of clients, including developing and agreeing engagement scopes and overseeing client delivery by team members;
  • Providing effective stakeholder engagement and relationship management, including representing RSM at networking events and industry group meetings;
  • Assisting Senior Management and Partners in business development initiatives, including writing tender proposals and being involved in tender presentations and visits to target clients.

About the Ideal Candidate

We are looking for an experienced internal auditor with a financial services background and a strong track record of leading internal audit teams or being ready for the step up to that next level. You will have a professional qualification in Internal Audit or Accountancy and excellent interpersonal and stakeholder management skills. You will be technically proficient in executing and leading reviews in accordance with IIA standards and the standards on effective audit in financial services across at least some of the following areas:

  • Consumer Duty;
  • Regulatory reporting (COREP/FINREP);
  • Client Money and Assets (CASS);
  • Senior Managers & Certification Regime;
  • FCA Systems and Controls – especially in relation to Compliance and Risk Management Frameworks;
  • Governance;
  • Conduct Risk Management;
  • Vulnerable customers.

You will have experience of working in different financial services sectors, such as insurance, banking, alternative finance/lending, investment management and funds, wealth/asset management, and consumer finance. We will also consider you if you feel you are ready to take the next step up in your career to this level and we will support you to make sure you succeed.

Essential Requirements

  • Professional qualification, preferably in Internal Audit or Accountancy;
  • Excellent interpersonal and stakeholder management skills;
  • High standard of written and verbal communication.

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