Financial Compliance Manager

21 hours ago


Coventry, Coventry, United Kingdom brookson group Full time

Becoming a Financial Compliance Manager at Brookson Group means being part of a dynamic and growing team. As a key member of our Financial Services department, you will be responsible for ensuring that all financial activities are compliant with relevant regulations.

About the Role

This role involves working closely with the Head of Financial Services and the General Counsel to develop a strong control environment within the financial services sector. You will also be responsible for conducting and managing AML checks and the full complaints process.

Our Coventry office (CV5) is easily accessible by car and an 8-minute walk from the nearest train station. We offer hybrid working and a range of wellbeing benefits to support your work-life balance.

Key Responsibilities
  • Monitor regulatory changes and advise management on proactive compliance actions.
  • Oversee the centralised investment proposition and manage compliance for new regulations.
  • Develop, implement, and manage all compliance documentation.
  • Conduct and manage AML checks and the full complaints process.
Requirements
  • Experience of developing a strong control environment within the financial services sector.
  • Advanced pension qualification.
What We Offer
  • Salary: £45,000 - £55,000 depending on experience.
  • Hybrid working.
  • 5% company pension contribution after 3 months.
  • 25 days' annual leave, plus bank holidays and your Birthday off each year.
  • Health care and travel insurance after probationary period.
  • Wellbeing benefits including discounted gym membership, direct GP access, and an in-house Mental Health First Aid team.

This role offers a competitive salary and a range of benefits to support your career development.



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