Senior Financial Compliance Specialist

7 days ago


Coventry, Coventry, United Kingdom brookson group Full time

Brookson Group, a global workforce management solutions provider, seeks an experienced Compliance Officer to join their UKI Operations team in Coventry.

About Us

We are a dynamic and innovative company that offers exciting career development opportunities. Our office is easily accessible by car and public transportation, with flexible hybrid working arrangements allowing for a balance between work and personal life.

Salary and Benefits

The successful candidate can expect a competitive salary of £45,000 - £55,000 per annum, depending on experience. Additional benefits include 5% company pension contribution after 3 months, 25 days' annual leave, plus bank holidays and birthday off each year, healthcare and travel insurance after probationary period, health cash plan, free financial advice, and wellbeing benefits.

Job Description

In this role, you will be responsible for monitoring regulatory changes, advising management on proactive compliance actions, and overseeing the centralised investment proposition. Key responsibilities include:

  • Developing and implementing compliance documentation;
  • Conducting AML checks and managing complaints process;
  • Preparing and reviewing business compliance KPIs;
  • Ensuring literature compliance with FCA Financial Promotions rules and firm's service standards;
  • Regularly reviewing and updating financial services policies and processes;

You will also collaborate with the group compliance team to design, train, and implement compliance processes across the business.

Requirements

To be successful in this role, you should have experience of developing a strong control environment within the financial services sector and hold an advanced pension qualification. Strong analytical and communication skills, as well as ability to work effectively in a team environment, are essential.



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