Investment Funds Compliance Specialist
2 months ago
We are seeking an experienced Compliance Manager to join our team at Willow Resourcing Limited. As a key member of our Risk & Compliance function, you will be responsible for advising on new investment product development and monitoring products and services to ensure good customer outcomes.
Key Responsibilities:
Advise on new investment product development and ensure compliance with relevant regulations
Monitor products and services to ensure good customer outcomes
Undertake periodic reviews of the firm's investment product portfolio and processes
Approve higher risk and more complex financial promotions
Requirements:
Several years' Compliance experience focused on funds / investment products
Detailed knowledge of UK regulatory requirements in this space, including MiFID, MAR, UCITS etc.
About Us
Our client is a leading FinTech company with a strong reputation for innovation and customer service. We offer a dynamic and supportive work environment, with opportunities for career development and growth.
If you are a motivated and experienced Compliance professional looking for a new challenge, please apply today
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