Financial Services Pre Approval Specialist

1 week ago


Leeds, Leeds, United Kingdom The Openwork Partnership Full time

Job Summary:

We are seeking an experienced Financial Services Pre Approval Specialist to join our team.

About the Role:

This is a key position that will be responsible for assessing Pre Approval cases and providing approval or non-approval for adviser-proposed cases.

The successful candidate will have excellent financial planning and technical knowledge, as well as strong organisation skills and good understanding of risk.

Key Responsibilities:

  • Assessing Pre Approval cases
  • Contacting 2plan Financial Advisers to discuss cases as required
  • Ensuring Pre Approval records are kept up to date
  • Managing workflow of cases
  • Assisting with Adviser Induction Courses
  • Other compliance work as the business dictates

Requirements:

  • Established experience within a financial services organisation in a previous similar role
  • Ideally Level 4 diploma qualified
  • Knowledge of COBS, ICOB and MCOB product and sales process
  • Good coaching and feedback skills
  • Ability to build rapport
  • Strong problem solving skills
  • Clear written skills

About Us:

Launched in 2007, we have continuously built on our strengths to become one of the leading wealth management firms in the UK.

Our head office administration, technology and regulatory teams provide exceptional support to all our financial advisers around the country.

At Openwork, we believe everyone can make a difference and your race, religion, disability, and gender will never be a barrier.

We offer a range of benefits including salary up to £35,000, bonus scheme, pension scheme, critical illness cover, income protection and death in service.

What We Offer:

  • Up to £35,000 salary
  • Bonus scheme
  • Pension scheme
  • Critical illness cover


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