Financial Crime Compliance Specialist

3 weeks ago

London, Greater London, United Kingdom Jupiter Full time

About the Role

Jupiter is seeking a skilled Financial Crime Compliance Specialist to support the Financial Crime Compliance Team with all activities within the Group relating to financial crime matters.

Key Responsibilities

  • Assist in the provision of financial crime related guidance to internal and external stakeholders.
  • Perform financial crime risk assessments and other related tasks to mitigate financial crime risks within the Group.
  • Collect background information and investigate all reported SARs.
  • Draft National Crime Agency reports for submission by the Nominated Officer as required.
  • Prepare and submit Action Fraud reports when required.
  • Gather information and respond to external investigation queries, e.g., from the Police or Department for Work and Pensions.
  • Review automated screening tool results to ensure that any positive matches against relevant sanctions and PEPs lists are dealt with appropriately and promptly.
  • Carry out ad-hoc sanctions / PEPs lists checks and other sanctions/PEP checking tasks.
  • Prepare approvals for the Money Laundering Reporting Officer (MLRO) of all identified PEPs and accurately record details on the relevant PEP registers.
  • Review fraud alerts.
  • Compile and submit fraud statistics to the Investment Association.
  • Assist in performing additional due diligence checks on 'higher risk' clients and investors, including politically exposed persons (PEPs).
  • Lead bi-weekly Financial Crime Compliance team meetings, ensuring an agenda is sent out to attendees in advance of the meeting.
  • Review KYC requests and ensure requested documentation and information is provided in a timely manner.
  • Review and respond to Financial Crime Compliance related queries that are received from various business units.
  • Support the Financial Crime Compliance Team to implement financial crime training across the Group.
  • Support the MLRO and Head of Financial Crime Compliance in reviewing new financial crime regulations to ensure the Group's policies and procedures remain compliant.
  • Produce financial crime management information for the Head of Financial Crime Compliance and MLRO.

Requirements

  • Previous financial crime or anti-money laundering compliance experience within a financial services firm, preferably one with a global footprint.
  • Knowledge of AML regulations, customer due diligence requirements, PEPs and sanctions.
  • Excellent interpersonal skills and an ability to communicate well with all levels of employees.
  • An analytical and enquiring mind-set.
  • A systematic approach to work with an eye for detail.
  • Effective time management skills.
  • Exceptional report writing skills.
  • Excellent presentation skills.
  • Persuasive, assertive, and proactive.
  • Self-motivated team player.
  • Ability to multi-task and prioritise.
  • Ability to maintain strict confidentiality.
  • Proficient in Microsoft Office Suite (Word, Excel, Project, PowerPoint).

About Jupiter

Jupiter is one of the UK's leading investment management companies with over 500 employees and £52.6 billion worth of assets under management.

The company provides investment services to individual and institutional investors through mutual funds, separately managed accounts, and sub-advised funds.

Jupiter has experienced a period of international growth with offices open in EMEA and APAC.

The company offers a 3:2 hybrid working arrangement where Tuesdays, Thursdays, and a third day of your choice are worked from the office, and the other two days may be worked from home.

This facilitates collaboration and allows employees to maximise productivity while maintaining a healthy work-life balance.

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