Head of Financial Crime Risk Management

5 days ago

London, Greater London, United Kingdom Jupiter Asset Management Ltd Full time
About the Role

We are seeking a highly skilled and experienced Deputy Head of Financial Crime Compliance to join our team at Jupiter Asset Management Ltd. As a key member of our compliance department, you will play a critical role in ensuring the company's policies and procedures are compliant with all relevant financial crime regulations.

Key Responsibilities
  • Financial Crime Guidance: Provide expert guidance to internal and external stakeholders on financial crime related matters, including anti-money laundering (AML), counter-terrorist financing (CTF), tax evasion, anti-bribery and corruption (ABC), and fraud.
  • Compliance Advisory: Advise business units on financial crime compliance issues and risks, and recommend corrective actions to mitigate these risks.
  • Regulatory Reporting: Support the Head of Financial Crime and Group Head of Compliance/MLRO in tracking, reviewing, interpreting, and reporting new financial crime regulations to ensure the company's policies and procedures are compliant.
  • Financial Crime Risk Assessment: Perform financial crime risk assessments, gap analysis work, and other related tasks to identify and mitigate financial crime risks within the company.
  • MI Analysis: Use Management Information (MI) to identify potentially suspicious activity, higher risk clients/investors, and compliance risks.
  • Due Diligence: Perform additional due diligence checks on 'higher risk' clients and investors, including politically exposed persons (PEPs).
  • Country Risk Assessment: Maintain the company's Country Risk Assessment (CRA), ensuring it is consistent across all business areas and third-party administrators.
  • Financial Crime Training: Support the Head of Financial Crime Compliance and Group Head of Compliance/MLRO to implement financial crime training across the company.
  • Fraud Investigation: Investigate the causes of any identified or reported fraud and recommend appropriate remedial action to business units.
  • Regulatory Filings: Review and submit necessary filings with relevant authorities, such as the National Crime Agency, Action Fraud UK, and regulators.
  • Governance Papers: Draft governance papers on financial crime matters and present output to Committees and Boards.
  • Financial Crime Framework: Support the Head of Financial Crime and Group Head of Compliance/MLRO in overseeing the financial crime framework, including third-party administrators and operations teams, and making recommendations for control enhancements where necessary.
Additional Responsibilities
  • Oversee the work of and act as manager for the Financial Crime Analyst.
Requirements
  • At least 5-7 years' financial crime or anti-money laundering compliance experience within a financial services firm, preferably one with a global footprint.
  • Extensive knowledge of AML regulations, customer due diligence requirements, PEPs, and sanctions.
  • Excellent interpersonal skills and an ability to communicate well with all levels of employees.
  • An analytical and enquiring mind-set.
  • A systematic approach to work.
  • Effective time management skills.
  • Exceptional report writing skills.
  • Excellent presentation skills.
  • Persuasive, assertive, and proactive.
  • Self-motivated team player.
  • Pays very close attention to details.
  • Ability to multi-task and prioritise.
  • Ability to maintain strict confidentiality.
  • Proficient in Microsoft Office Suite (Word, Excel, Project, PowerPoint).
  • ICA International Diploma in Anti Money Laundering or ICA Diploma in Financial Crime Prevention or equivalent qualification beneficial.

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