Senior Compliance Manager
2 weeks ago
We are seeking a highly experienced Senior Compliance Manager to join our Financial Regulation team at Addleshaw Goddard. As a Senior Compliance Manager, you will play a key role in advising clients on regulatory compliance matters, including authorisations, permissions, and governance. You will work closely with our lawyers to provide a comprehensive and unified advisory solution to clients.
Key responsibilities will include:
- Providing advisory compliance support to key clients, including Tier One banks, challenger banks, and building societies.
- Delivering advisory support on permissions, governance, conduct rules, and regulatory due diligence.
- Engaging on projects for clients in areas such as governance, SMCR, consumer duty, compliance system assurance reviews, and implementation of compliance and risk management frameworks.
Requirements
To be successful in this role, you will need to have:
- Extensive experience in regulatory compliance, including authorisations, permissions, and governance.
- Strong technical knowledge of the FCA and PRA rules books.
- Ability to deliver high-quality work to multiple clients within tight timescales.
- Excellent communication and interpersonal skills.
About Us
Addleshaw Goddard is a leading law firm with a strong reputation for its Financial Regulation team. We are committed to providing exceptional client service and delivering high-quality advice. If you are a motivated and experienced Senior Compliance Manager looking for a new challenge, we would love to hear from you.
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