Asset Audit Team Lead
2 days ago
We are seeking a highly skilled CASS Audit Lead to join our team. The successful candidate will be responsible for leading and coordinating external CASS audits, ensuring audits are delivered in accordance with the audit plan, and providing appropriate management information and tracking audit actions through to closure.
Key Responsibilities- Manage external audits from planning through to fieldwork, testing, reporting, and closure.
- Understand in detail how CASS applies to AJ Bell group entities, including CASS governance and controls in place to ensure client money and assets are segregated and protected.
- Work closely with external audit teams and internal business areas to ensure audit work is managed efficiently and effectively from start to finish.
- Perform a final quality review of audit evidence before submission to the auditor.
- Strong understanding of CASS regulations and governance.
- Excellent communication and leadership skills.
- Ability to manage multiple projects simultaneously and prioritize tasks effectively.
- Knowledge of Microsoft Office, including Excel, Word, and PowerPoint.
The estimated salary for this role is £60,000 - £80,000 per annum, depending on experience. We also offer a comprehensive benefits package, including a starting holiday entitlement of 26 days, increasing up to 31 days with length of service, as well as access to an Employee Assistance Programme, health cash plan, and discounted private healthcare scheme.
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Asset Audit Team Lead
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