Equities Risk and Compliance Specialist

About the CompanyRisk & Compliance Platform is a leading provider of risk and compliance solutions to businesses across various industries. We pride ourselves on delivering high-quality services that meet the needs of our clients.About the RoleWe are currently seeking a highly skilled Risk Governance & Compliance Specialist to join our team. The successful...

We are seeking a skilled professional to join our risk and compliance team as the Risk and Compliance Specialist at Compliance Professionals.About Us:We are a reputable provider of risk and compliance solutions to the financial services industry.Job Description:This is a key role that requires strong analytical and problem-solving skills, with a keen...

Join Our Team:We are seeking a talented individual to fill the role of Risk and Compliance Specialist. The successful candidate will have strong analytical skills and a keen eye for detail.The key responsibilities of this role include analyzing complex data, identifying risks, and developing strategies to mitigate them. Additionally, they will work closely...

Job DescriptionWe are seeking a skilled Compliance Risk Specialist to join our team at Compliance Professionals. This role involves performing independent reviews of high-risk client onboardings and periodic reviews submitted by the first line-of-defence.The successful candidate will provide financial crime-related expertise and advice to internal...

About the RoleAJ FOX COMPLIANCE is recruiting for an experienced Risk and Compliance Specialist to join their legal team in London.The successful candidate will have a solid understanding of AML and counter-terrorist financing, as well as experience in law firm risk and compliance.This is an excellent opportunity for a professional to develop their skills...

Job Title: Compliance Risk SpecialistWe are seeking an experienced Compliance Risk Specialist to join our team at AJ Fox Compliance in London.The estimated salary for this role is £80,000 - £110,000 per annum, depending on experience.About the Role:This position focuses on the risks associated with client terms processes and contract reviewals.You will...

We are seeking a Risk and Compliance Specialist to join our team at Compliance Professionals. As a key member of our team, you will play a critical role in ensuring that our operations are compliant with regulatory requirements.About the RoleAnnual Compliance Programme Delivery: Collaborate with colleagues to review policies and procedures, identify areas...

Job TitleA Compliance Risk Specialist is sought by AJ FOX COMPLIANCE to join their legal team in London.Conduct thorough client due diligence, reviewing materials and advising on necessary information for risk assessment purposes.Perform detailed risk assessments at client onboarding and updates to determine potential money laundering risks.Utilize external...

Job Title: Equity Risk SpecialistWe are seeking an experienced Equity Risk Specialist to join our dynamic team at Miryco Consultants Ltd. This role is crucial in assessing, managing, and mitigating risks associated with the firm's equity investment portfolios.The ideal candidate will have a strong understanding of financial markets, equity instruments, and...

Job Title: Compliance Risk Management SpecialistEstimated Salary: £80,000 - £120,000 per annum.Company Overview:Bank of America is a leading financial institution committed to excellence in risk management and compliance. We foster a culture of integrity and accountability, ensuring that our employees embody the highest standards of conduct.Job...

About AJ Fox ComplianceOur client AJ Fox Compliance is a leading provider of compliance services in London. We are committed to delivering high-quality solutions that meet our clients' needs.We are seeking a highly skilled Risk Management Specialist - Compliance to join our team. The successful candidate will have a strong background in risk management, with...

About the Role:We are seeking an Equity Derivatives Compliance Specialist to join our team at Barclays. As a key member of our Markets division, you will be responsible for providing expert legal advice and support on matters related to our equity derivatives businesses. You will also develop and implement best practice legal strategies to manage compliance...

Company Overview:Our client is a world-leading specialist broker based in the City, providing expert advice and support to clients across various sectors.Job Summary:We are seeking an experienced Global Head of Compliance to lead our compliance function, ensuring we meet regulatory requirements and maintain a strong risk management culture.Key...

Job Title: Compliance Risk Management SpecialistThe Senior Compliance Executive will play a vital role in ensuring the highest standards of compliance within AJ FOX COMPLIANCE. This position requires an individual with a keen eye for detail, a proactive approach to identifying risks, and a commitment to maintaining the highest ethical standards.About the...

About UsWe are an award-winning investment manager offering a range of services including Real Estate funding, Private Equity, and Equities.Salary Range: $120,000 - $150,000 per annumJob Description:The RoleAs a key member of our team, you will be responsible for ensuring that our organization remains compliant with all relevant regulatory requirements.Main...

The Company Overview">">Our client is a specialist broker based in the City, providing leading solutions globally.">They are seeking an experienced Compliance professional to lead their global compliance efforts.">">Job Description">">Lead the management of global regulatory relationships and provide advisory coverage for all business desks...

About the Role:We are seeking a skilled Regulatory Oversight Specialist to join our team at Compliance Professionals. The ideal candidate will have a strong background in financial services, preferably in investment and life protection, with at least 10 years of experience in the compliance sector.Responsibilities:Ensure regulatory oversight and monitoring...

Estimated salary: £55,000 - £70,000 per annumAbout the RoleWe are seeking a skilled professional to join our Equities Compliance and Operational Risk team in London. The successful candidate will assist in executing second line of defence compliance and operational risk oversight for the Equities Business in the UK and CEEMEA.Main Responsibilities:Review...

Are you passionate about navigating complex risk and regulatory challenges?We're seeking a Senior Compliance Executive to join our proactive team at AJ FOX COMPLIANCE.In this role, you'll work closely with the Head of Risk and Compliance, collaborating across the business to embed a strong compliance culture while providing expert guidance on a range of...

About the RoleThe Audit and Control Specialist will be responsible for overseeing the identification, assessment, and mitigation of IT-related risks within the organisation. This includes developing and implementing IT risk management and control frameworks, ensuring robust internal controls, and maintaining compliance with regulatory requirements.The ideal...