Swap Dealer Compliance Specialist

About the RoleWe are looking for an experienced Swap Dealer Regulatory Specialist to provide expert advice on regulatory matters related to swap dealer activities. You will work closely with our business units to ensure compliance with EMIR, SFTR, and DFA regulations.

About the RoleSociété Générale Assurances seeks a highly skilled Compliance Advisor to join its team in London. This is an exciting opportunity to work with a leading global financial institution and contribute to the development of our compliance program.Key ResponsibilitiesThe Compliance Advisor will be responsible for providing regulatory expertise...

The Compliance Service Unit is responsible for defining and maintaining the Group's compliance risk prevention and control system. As a Swap Dealer Compliance Advisor, you will play a key role in ensuring that our organization adheres to regulatory requirements.Key Responsibilities:Oversight of the implementation and management of the Swap Dealer Compliance...

Role OverviewThe Senior Regulatory Compliance Specialist will play a crucial role in ensuring the bank's compliance with regulatory requirements, particularly in relation to swap dealer and securities financing transactions. This position will be based in the UK and will work closely with the Wholesale Market Integrity Division in...

Key ResponsibilitiesThe Compliance Service Unit (CPLE) is responsible for defining and maintaining the compliance risk prevention and control system. In conjunction with the Business Units and other Service Units, CPLE performs tasks related to compliance risk, including defining the normative framework and monitoring its implementation, ensuring compliance...

About UsSwap is the leading e-commerce operating system, revolutionizing the way businesses succeed online. Our mission is to empower entrepreneurs and merchants with a seamless platform for growth.We're a fast-growing startup backed by top venture capitalists, with offices in key locations around the world. This role is based in London and offers a dynamic...

Regulatory Compliance RoleThe Swap Dealer Compliance Office is a team responsible for ensuring the Société Générale Group's compliance with various regulatory requirements. As a key player in this team, you will be working closely with the Legal function and other departments to monitor relations with supervisory and regulatory authorities.Key...

Job SummaryThis Compliance Risk Manager role is responsible for identifying, assessing, and mitigating compliance risks associated with swap dealer activities. The successful candidate will have a strong background in regulatory compliance and a deep understanding of DFA Title VII, UK EMIR, and UK SFTR regulations.About the JobAs a key member of our...

Key ResponsibilitiesThe Compliance Service Unit (CPLE) plays a crucial role in maintaining the integrity of our risk prevention and control system. As a Compliance Advisor, you will be responsible for defining and implementing the overall normative framework of the Compliance service and ensuring its consistent implementation across the organization.Key...

Job SummaryThe Compliance Advisor will be responsible for providing regulatory compliance expertise to the Société Générale London Branch, focusing on compliance risk management and oversight of the Swap Dealer Compliance Program, as well as other UK regulations such as EMIR and SFTR.This role requires a strong understanding of financial markets and...

About the RoleThe successful candidate will have 8-12 years' experience in financial markets regulatory obligations, including physical and cash-settled derivatives, exchange-traded products, and financing/lending products.They will also possess significant experience in over-the-counter (OTC) derivative obligations, including U.S. Securities and Exchange...

The Compliance Service Unit (CPLE) is a critical component of SGS Société Générale de Surveillance SA, responsible for ensuring the bank's compliance with regulatory requirements and maintaining a strong compliance culture within the organization.In this role, you will work closely with the Business Units and other Service Units to define and implement...

About the RoleAs a Compliance Advisor - Regulatory Expert at SGS Société Générale de Surveillance SA, you will play a pivotal role in ensuring our compliance with regulatory requirements. The position is based in London and reports directly to the UK Head of Group Compliance Policy and Oversight (CPLO).The primary responsibility of this role is to...

Role OverviewThe Financial Regulatory Compliance Specialist will be part of the Swap Dealer Compliance Office, responsible for ensuring compliance with regulatory requirements related to over-the-counter (OTC) derivatives and securities financing transactions.Main ResponsibilitiesProvide proactive compliance advice and support to SGS Société Générale de...

Job SummaryWe are seeking an experienced Regulatory Compliance Governance Lead to join our Risk Management Group.About the RoleThis highly visible role will act to support our Commodities and Global Markets businesses, providing compliance advice and guidance. You will actively participate in monitoring regulatory changes, implementing rules and regulations,...

Job OverviewBNY Mellon seeks a highly skilled Treasury Dealer Senior Vice President to join the Corporate Treasury team. Located in London, this role will be a key member of the EMEA Funding desk, responsible for managing the balance sheet and liquidity across the BNY Mellon banking and broker dealer entities.Key Responsibilities• Deploy liquidity in...

About the RoleWe are looking for a seasoned Regulatory Advisor to provide expert guidance on compliance matters related to derivatives products, stock loan and borrow/repo activities, and other wholesale banking operations. As part of our Swap Dealer Compliance Advisory team, you will collaborate with stakeholders across Société Générale to ensure...

About the RoleThe Compliance Specialist will support the onboarding process and third-party risk management, focusing on Know Your Customer (KYC) while also assisting with broader aspects of the Compliance Programme, such as risk assessments, screening and training.Key ResponsibilitiesSupport the onboarding process and third-party risk management, with a...

Compliance ManagerThe Compliance Professionals are seeking a highly skilled Regulatory Compliance Specialist to join their London-based compliance team. This is a challenging and rewarding role that requires strong knowledge of regulatory requirements and compliance best practices.About the Role:This position plays a crucial role in ensuring adherence to...

Job Summary:We are seeking a highly skilled Compliance Monitoring Specialist to join our team at Compliance Professionals. The successful candidate will be responsible for assisting in the development and annual planning of the Compliance Monitoring Plan, independently scoping and planning all assigned reviews, and executing all assigned monitoring...