Regulatory Compliance Specialist
4 weeks ago
The Swap Dealer Compliance Office is a team responsible for ensuring the Société Générale Group's compliance with various regulatory requirements. As a key player in this team, you will be working closely with the Legal function and other departments to monitor relations with supervisory and regulatory authorities.
Key responsibilities include:
- Providing compliance advice to the business units and support functions on matters related to DFA Title VII, UK EMIR and UK SFTR.
- Overseeing complaint handling investigations and resolutions.
- Providing compliance opinions as part of New Product Committees.
- Establishing and maintaining a constructive relationship with stakeholders in the business unit and support unit.
- Participating in projects to ensure the Société Générale London Branch and SGIL are prepared for any required changes as a result of new regulatory developments.
Contribution to the assessment of compliance risk within SG SA/SGLB for DFA Title VII requirements and SGIL for UK EMIR/SFTR rules is also an essential part of this role.
As a Regulatory Compliance Specialist, you will be required to raise awareness of compliance risk among employees and contribute to the development of compliance policies and procedures.
Additionally, you will be involved in identifying, investigating, and reporting compliance breaches and incidents, as well as attending industry working groups on regulatory development topics.
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Regulatory Compliance Specialist
7 days ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob DescriptionCompliance Professionals is seeking a highly skilled Regulatory Compliance Specialist to join our team.About the RoleThis exciting opportunity allows you to utilize your expertise in regulatory compliance to provide comprehensive advice on requirements and interpret complex regulatory changes. You will work closely with key stakeholders,...
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Regulatory Compliance Specialist
3 weeks ago
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Regulatory Compliance Specialist
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Regulatory Compliance Specialist
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Regulatory Compliance Specialist
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Regulatory Affairs Specialist
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Compliance Specialist
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Regulatory Compliance Officer
1 month ago
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Regulatory Affairs Specialist
4 weeks ago
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Compliance Officer
4 weeks ago
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Compliance Officer
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Regulatory Affairs Specialist
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London, Greater London, United Kingdom VRS Regulatory Full timeAn exciting opportunity to lead regulatory strategy for plant protection products has become available within VRS Regulatory.As a Regulatory Affairs Specialist, you will be responsible for developing and implementing regulatory strategies for our product portfolio in specific geographical territories. This will involve managing a portfolio of plant...
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Compliance Director
1 month ago
London, Greater London, United Kingdom Compliance Professionals Full timeCompliance Director Role OverviewWe are seeking a highly skilled Compliance Director to join our team at Compliance Professionals. As a key member of our compliance team, you will be responsible for identifying and reviewing regulatory developments and changes, assessing their impact on our business and products, and implementing remedies to promote better...
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Regulatory Compliance Specialist
7 days ago
London, Greater London, United Kingdom Ocorian group Full timeWe are seeking a talented Regulatory Compliance Specialist to join our team at Ocorian group.Job SummaryThis role will involve working closely with our clients to provide specialist regulatory compliance advice and support. You will be responsible for managing client relationships, conducting compliance reviews, and providing guidance on regulatory...
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Compliance Manager
2 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeAbout the RoleWe are seeking a highly experienced Compliance Manager to join our team at Compliance Professionals.The successful candidate will have extensive experience of working in a financial services industry Compliance Department covering private banking/wealth management activities.Key responsibilities will include:Assisting with ensuring compliance...
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Compliance Director
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London, Greater London, United Kingdom Compliance Professionals Full timeJob OverviewWe are seeking a seasoned Compliance Director to join our team at Compliance Professionals.The ideal candidate will have extensive experience in senior-level compliance roles within the derivatives brokerage industry.About the RoleThis is an exceptional opportunity to oversee a small team and play a pivotal role in developing our compliance...
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Regulatory Risk Management Specialist
1 week ago
London, Greater London, United Kingdom AJ Fox Compliance Full timeJob OverviewAJ Fox Compliance is seeking a highly skilled Regulatory Risk Management Specialist to join our proactive team.We are an innovative, forward-thinking law firm dedicated to delivering exceptional risk management services. As a key member of our team, you will play a crucial role in ensuring compliance with relevant legal, regulatory, and...
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Compliance Specialist
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