Regulatory Compliance Team Lead

Role OverviewVixio Regulatory Intelligence is seeking a highly skilled Regulatory Compliance Expert to lead the development of a premium technical compliance solution.The ideal candidate will have experience in compliance roles at regulated gambling operators or technology providers and possess strong communication skills.

Job SummaryWe are seeking an experienced Regulatory Compliance Expert to join our team at Compliance Professionals. This role will involve ensuring adherence to statutory and regulatory provisions, monitoring regulatory developments, and maintaining the Compliance Monitoring Programme.Key ResponsibilitiesEnsure compliance with FCA, LME, LME Clear, NFA, and...

About the RoleWe are seeking a skilled Regulatory Compliance Specialist to join our team at Compliance Professionals.Job SummaryThe ideal candidate will have at least 5 years' experience in Compliance or Operations within financial services, preferably fund management and/or discretionary management environment. Strong appreciation of Compliance and...

Compliance Team LeadA strategic leadership role within AJ FOX COMPLIANCE, overseeing the client onboarding process and ensuring all CDD checks and regulatory requirements are met.Key Responsibilities:Supervise CDD checks across a diverse range of clientsLead conflict-checking processes and identify potential issuesCollaborate with senior leadership on...

About AJ FOX COMPLIANCEWe are seeking an experienced Compliance Manager to lead our risk and compliance team.As the Compliance Manager, you will oversee the client onboarding process, ensuring all CDD checks and regulatory requirements are met.Key ResponsibilitiesSupervise and manage CDD checks across various clients.Lead the conflict-checking process and...

About the Role:We are seeking a skilled Compliance Officer to join our team at Compliance Professionals. As a key member of our compliance department, you will be responsible for ensuring that our marketing and distribution activities comply with regulatory requirements.Job Description:Review and Approve Financial Promotions: You will review and approve...

Job DescriptionCompliance Professionals is seeking a highly skilled Regulatory Compliance Specialist to join our team.About the RoleThis exciting opportunity allows you to utilize your expertise in regulatory compliance to provide comprehensive advice on requirements and interpret complex regulatory changes. You will work closely with key stakeholders,...

Job Title:Regulatory Compliance AttorneyAbout the Role:AJ FOX COMPLIANCE is seeking an experienced Regulatory Compliance Attorney to lead our team in developing and implementing effective compliance policies.This exciting opportunity requires a qualified lawyer with expertise in regulatory risk management, data protection, or data privacy to enhance their...

About AJ FOX COMPLIANCEOur London-based law firm is seeking an experienced Compliance Team Lead to oversee our risk and compliance team. As a Risk and Compliance Professional, you'll be responsible for ensuring all CDD checks and regulatory requirements are met. You'll lead a team of compliance professionals, driving performance, providing mentorship, and...

Compliance ProfessionalsOur client is a leading broker and market maker in the financial services industry, specializing in futures, options, and other derivatives.We are looking for a highly skilled Regulatory Compliance Specialist to join our team.Job ResponsibilitiesPrepare and maintain accurate and up-to-date legal corporate documentation.Develop and...

Compliance ManagerThe Compliance Professionals are seeking a highly skilled Regulatory Compliance Specialist to join their London-based compliance team. This is a challenging and rewarding role that requires strong knowledge of regulatory requirements and compliance best practices.About the Role:This position plays a crucial role in ensuring adherence to...

About Our TeamWe are a boutique wholesale bank dedicated to delivering exceptional services to our clients. As a Junior Compliance Officer, you will play a vital role in ensuring our compliance with regulatory requirements and internal policies.The RoleYou will be responsible for:Supporting Compliance Efforts: Working closely with the team to monitor and...

Job OpportunityAJ Fox Compliance is a prestigious law firm based in London, seeking an experienced Compliance Manager to lead their new risk and compliance team. This is a fantastic opportunity for a compliance professional with a passion for financial crime prevention, client onboarding, and team leadership.The Compliance & Risk Manager will oversee the...

Job Description:We are seeking a highly skilled Compliance Lead to join our team at Compliance Professionals. As a key member of our organization, you will be responsible for ensuring that our operations comply with all relevant regulations and laws.The ideal candidate will have a deep understanding of regulatory requirements and excellent communication...

About the Role:This is an exciting opportunity to join a leading financial services firm as a Head of Risk and Compliance. We are looking for a highly experienced individual with a strong background in Financial Services and a proven track record of delivering effective compliance solutions.Key Requirements:Minimum 10 years of experience in the Compliance...

Job DescriptionAs a Regulatory Affairs Manager at Prinova Europe, you will oversee regulatory strategy for the organisation, providing leadership and guidance to the business on regulatory matters for food, feed and personal care activity in the UK and other markets where Prinova Europe and Prinova Solutions Europe operates.This role involves ensuring...

AJ Fox Compliance is looking for a highly skilled Regulatory Compliance Expert to join their team in London. This is an excellent opportunity to work with a leading global law firm and contribute to firmwide adherence to the highest standards in professional conduct and quality.The estimated salary for this role is £55,000 - £75,000 per annum, depending on...

At Compliance Wise, we are seeking an exceptional individual to lead our global Compliance function. The estimated salary for this role is $120,000 - $180,000 per year, depending on experience and qualifications. Located in London, UK, this position offers a unique opportunity to work with a leading international law firm and professional services...

About the RoleWe are seeking a highly experienced Compliance Manager to join our team at Compliance Professionals.The successful candidate will have extensive experience of working in a financial services industry Compliance Department covering private banking/wealth management activities.Key responsibilities will include:Assisting with ensuring compliance...

About VixioVixio is a leading Regulatory Technology (RegTech) platform that helps businesses navigate the complexities of regulatory compliance in the payments and gambling industries.