Compliance Professional

We are seeking an Insurance Tax Compliance Professional to join our team at Sovos Compliance. In this role, you will be responsible for preparing and filing IPT returns for clients, ensuring accuracy and timeliness.The successful candidate will possess strong analytical skills, attention to detail, and the ability to work independently in a fast-paced...

Key Responsibilities:A highly skilled and dedicated Compliance Officer is required to handle a broad range of compliance, conflicts, and Anti-Money Laundering (AML) issues.Advise secretaries, fee earners, and partners on best practice in relation to client matters opening procedures.Carry out ad hoc tasks and projects which may arise within the team to...

Job SummaryWe are seeking a highly skilled and experienced Senior Compliance Monitoring Specialist to join our team at Compliance Recruitment Solutions. The ideal candidate will have a strong background in compliance monitoring, with a minimum of 2 years' experience in a Wealth Management or Retail Financial Advice firm.About the RoleThe Senior Compliance...

Job Description:We are seeking a highly skilled Risk Management Professional to join our team as a Senior Compliance Specialist. This is an excellent opportunity for an experienced professional to work with a reputable banking firm and contribute to the development and implementation of effective compliance monitoring plans.Key Responsibilities:Develop and...

The Company: Compliance Professionals is an international banking organization seeking a Compliance Director to lead our AML/CTF efforts. The Responsibilities:Oversee the development and implementation of our Compliance Framework.Ensure compliance with AML staff training obligations and sanctions and transaction monitoring regime.Develop and implement the...

Compliance Officer RoleWe are seeking a Compliance Officer to support our boutique wholesale bank in ensuring compliance with regulatory requirements and internal policies.Key Responsibilities:Monitor and assess compliance with regulatory requirements and internal policies.Assist with the development and implementation of compliance policies and...

This role requires a highly organised individual with excellent time management skills, able to manage multiple priorities and meet deadlines.About the Role:As a key figure in AJ Fox Compliance's team, you will be responsible for implementing risk management policies, procedures, and internal audits, as well as delivering firm-wide training and managing...

Role Overview:We are seeking a skilled Junior Compliance Officer to support the monitoring and assessment of compliance with regulatory requirements and internal policies at a boutique wholesale bank.Key Responsibilities:Support the development and implementation of compliance policies and procedures.Conduct periodic compliance reviews and audits to ensure...

AJR Compliance Seeks Experienced AML SpecialistWe are seeking a highly skilled and experienced AML Specialist to join our team at AJ Fox Compliance.About the Role:AML Governance and Risk Management: Ensure client onboarding processes align with regulatory requirements and internal procedures.Due Diligence and Client Structures: Oversee and assist with...

Compliance Director Job DescriptionWe are seeking a highly skilled Compliance Director to join our team at Compliance Professionals. The successful candidate will be responsible for leading our regulatory compliance efforts and ensuring that our business operations are in line with relevant laws and regulations.Key Responsibilities:Lead regulatory horizon...

Compliance Manager RoleWe are seeking a highly skilled Compliance Manager to join our team at Compliance Professionals. The successful candidate will be responsible for ensuring that compliance related directives, policies, and procedures remain up to date.Key Responsibilities:Assist with ensuring that compliance related directives, policies, and procedures...

Job Title: Compliance ManagerJob Summary:We are seeking a highly skilled Compliance Manager to join our team at Compliance Professionals. The successful candidate will be responsible for managing a small team and will be required to work 4 days in the office.Key Responsibilities:Consideration of all relevant statutory and regulatory provisions, particularly...

Job SummaryWe are seeking an experienced Regulatory Compliance Expert to join our team at Compliance Professionals. This role will involve ensuring adherence to statutory and regulatory provisions, monitoring regulatory developments, and maintaining the Compliance Monitoring Programme.Key ResponsibilitiesEnsure compliance with FCA, LME, LME Clear, NFA, and...

This is an exciting opportunity for a seasoned compliance professional to lead our firm's global Compliance function at Compliance Wise.Lead the development and implementation of a comprehensive Compliance strategy.Ensure continued compliance with all legal and regulatory requirements.Promote a culture of compliance throughout the organization.Manage a team...

Job Summary:We are seeking a highly skilled Compliance Officer to join our team at Compliance Professionals. The successful candidate will be responsible for ensuring adherence to regulatory requirements and internal policies, monitoring and assessing the effectiveness of compliance controls and procedures, and identifying and reporting compliance risks and...

Compliance Wise is seeking a highly skilled Compliance Analyst to join our team in the Americas region. As a key member of our Compliance team, you will play a critical role in supporting our global operations and ensuring that we maintain the highest standards of compliance and risk management.Duties and ResponsibilitiesAssess AML/CTF risks and determine...

Compliance Manager Job DescriptionWe are seeking a highly skilled Compliance Manager to join our team at Compliance Professionals. The successful candidate will be responsible for ensuring that our organization's compliance policies and procedures are up-to-date and effective in minimizing regulatory risk.Key Responsibilities:Assist in the development and...

The Role: Our company, Compliance Professionals, seeks a seasoned professional to lead our global compliance efforts. As the Global Head of Compliance, you will be responsible for managing our relationships with regulatory bodies, advising business desks globally, and driving the implementation of regulatory developments.About the Position: You will oversee...

Are you a motivated and experienced AML Compliance Manager looking for a new challenge? We have an exciting opportunity for you to join Compliance Professionals in the city as a Regulatory Risk Professional.You will be responsible for ensuring compliance with regulatory requirements, identifying and assessing compliance risks, and maintaining knowledge of...

Compliance OfficerWe are seeking a highly skilled Compliance Officer to join our team at Compliance Professionals. As a Compliance Officer, you will be responsible for ensuring our company's compliance with regulatory requirements and industry standards.Key Responsibilities:Own, maintain, develop and review compliance policies, advising management on...