Regulatory Governance Specialist
2 weeks ago
- Provide regulatory advice and oversight to ensure compliance with all relevant rules and regulations.
- Review and approve Financial Promotions, including ESG-related regulatory material and disclosures such as websites and periodic reports.
- Collaborate with internal stakeholders to ensure effective implementation of regulatory requirements.
- Stay up-to-date with new regulatory developments and assess their impact on Janus Henderson Investors.
To succeed in this role, you will need:
- Pro-active and self-sufficient skills, with ability to escalate where appropriate.
- Strong analytical skills, ensuring complex regulation and its impact are communicated effectively.
- Good planning, prioritization, problem-solving, and organizational skills are essential.
- Experience and technical knowledge across a range of product and fund types.
You will need to have technical expertise in the key regulatory issues and rule areas impacting JHI Distribution, including:
- Cross-border distribution and private placement rules.
- Financial Promotions in EMEA, Latin America, and US Offshore.
- ESG Regulation – SFDR, SDR, TCFD.
- Conflicts of Interest.
- MiFID II, Inducements.
- UCITS and AIFMD.
- Consumer Duty and TCF.
We offer a competitive salary package, including a base salary of €80,000 per annum, plus benefits such as hybrid working and reasonable accommodations, generous holiday policies, excellent health and wellbeing benefits, paid volunteer time, support for professional development courses, tuition/qualification reimbursement, and more.
We welcome applications from all backgrounds and are committed to creating a diverse and inclusive work environment.
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