Compliance Risk Management Specialist

1 month ago

Belfast, United Kingdom Citi Full time
Job Description

Citi is seeking a highly skilled Compliance Testing Senior Analyst to join our Independent Compliance Risk Management (ICRM) team. As a key member of our Compliance Testing team, you will be responsible for assessing compliance risks and controls implemented by Citi's first and second line of defense.

Key Responsibilities
  • Perform risk-based testing of Citi's compliance risks to assess the design and effectiveness of key controls, reporting, and escalating any violations of laws or breaches of policy identified.
  • Develop, implement, and execute compliance testing, continuous assurance, and reporting programs within assigned regions for a component of a product line, function, or legal entity in accordance with Compliance Testing (CT) Plan.
  • Participate in the planning, executing, and reporting of compliance assurance testing reviews and compliance and regulatory issue validation activities for a component of a product line, function, or legal entity within an assigned region in accordance with CTA Plan.
  • Perform compliance controls testing, transactional testing, or compliance controls monitoring activities based on the pre-defined testing plan and report any findings to the Compliance Testing Management team as necessary and document them accordingly.
  • Utilize innovative compliance testing solutions, including Data Analytics, to enhance the value and efficiency of compliance-related activities to address emerging risks.
  • Develop effective and collaborative relationships with stakeholders within and outside the CT function and outside stakeholders, such as business and technology process owners, and promote the education and best practices across ICRM and the business.
  • Escalate to CT management significant compliance matters that require their attention or action.
  • Avoid, manage, and report control issues with transparency.
Requirements
  • Several years of testing experience.
  • Proficient in MS Office applications (Excel, Word, PowerPoint).
  • Working knowledge of Treasury and Trade Services.
  • Knowledge of Compliance laws, rules, regulations, risks, and typologies.
  • Experience with auditing principles, including audit planning, risk assessments, development of risks and controls matrices, processes and controls design assessments, controls operating effectiveness testing, transactional testing, and reporting activities.
  • Experience in planning, executing, and reporting on compliance testing reviews and regulatory issue validation activities.
  • Extensive global compliance and audit-related experience and strong knowledge of business processes.
  • Exhibit project management, interpersonal, sound decision-making, and intuitive thinking skills.
  • Understanding of relevant rules, laws, regulations, and specific regulatory requirements.
  • Strong interpersonal skills for building strong relationships with stakeholders and engaging teams.
  • Excellent oral communication and writing skills in interacting with non-executives and executive management and across a number of multiple business lines and control functions.
  • Recommends appropriate and pragmatic solutions to risk and control issues.
  • Applies knowledge of key regulations to influence audit testing review scope.
  • Develops effective line management relationships to ensure strong understanding of the business.
  • Must be a self-starter, flexible, innovative, and adaptive.
What We Offer
  • We work hard to have a positive financial and social impact on the communities we serve.
  • Award-winning pension.
  • Private medical insurance packages to suit your personal circumstances.
  • Paid parental leave.
  • Generous holiday allowance starting at 27 Days plus bank holidays.
About Citi

Citi is a global bank with a presence in over 160 countries and jurisdictions worldwide. We provide consumers, corporations, governments, and institutions with a broad range of financial products and services, including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management.

We are the only global investment bank operating in Northern Ireland. Every day, our local experts interact with global teams in over 100 countries developing and supporting next-generation technology solutions for the enterprise and delivering critical services to the bank and its customers, to make sure we are a stronger and safer organization for our clients.

You will have a truly global reach, which will provide you with new experiences and development opportunities right here in Belfast's iconic Titanic Quarter.

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