Compliance Officer
4 days ago
We are a reputable financial company based in the Godalming area, seeking a motivated and detail-oriented Compliance Assistant to join our compliance team. This is a junior role in the department, ideal for someone who is eager to develop their compliance career in a supportive and dynamic environment.
The successful candidate will have/be:
* Full or part qualification in compliance, or a related field, is desirable but not essential
* Strong attention to detail and ability to follow processes accurately
* Good communication skills, both written and verbal
* Strong organisational skills with the ability to manage multiple tasks
* Knowledge of financial regulations is beneficial
* Full UK driving licence required due to office location
* Right to work in the UK is essential
Our competitive salary for this position is £24,000 - £30,000 per annum, depending on experience and qualifications. We offer a full-time, permanent role with stable working hours (9 am - 5 pm, Monday to Friday) and a supportive working environment with professional training.
Job Description
This role involves assisting with ensuring the company meets all regulatory requirements and internal policies. The key responsibilities include:
* Assisting in monitoring and maintaining compliance with financial regulations and internal policies
* Supporting the compliance team with audits, assessments, and risk management activities
* Reviewing and updating compliance documentation and records
* Helping with the preparation of compliance reports and communication with relevant stakeholders
* Conducting compliance checks and ensuring accurate reporting
* Responding to internal and external queries relating to compliance issues
* Assisting in the preparation for internal and external audits
Required Skills and Qualifications
The ideal candidate will possess:
* A strong understanding of financial regulations and compliance best practices
* Excellent analytical and problem-solving skills
* Ability to maintain confidentiality and handle sensitive information
* Strong communication and interpersonal skills
* Ability to work independently and as part of a team
Benefits
We offer a comprehensive benefits package, including:
* Competitive salary and annual leave
* Professional training and development opportunities
* Supportive working environment and flexible working arrangements
How to Apply
If you are looking to begin or further your career in compliance, we encourage you to apply for this exciting opportunity.
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