Business Oversight Manager
2 weeks ago
Pictet, a leading independent wealth and asset manager, is seeking a highly skilled Business Oversight Manager to join its UK PWM team. As a key member of the Management Team, you will report directly to the Head of Business Oversight for UK PWM.
Key Responsibilities- Execute first-line of defence (1LOD) controls activities, including sample testing, data analytics, and evaluation, to ensure compliance with UK regulatory requirements and firm policy.
- Act as primary on the scheduling and execution of the 1LOD Consumer Duty framework, including fair value assessments, qualitative and quantitative testing against defined good outcomes, vulnerable clients analysis, and assessments.
- Manage and develop accessibility to key data/information sources of the London Branch, including tableaus/system extracts and other means.
- Support the Head of Business Oversight and COO in the preparation of materials for governance meetings and regulatory reporting.
- Participate in periodic reviews, project management, regulatory implementations, and other tasks as directed by the COO and Head of Business Oversight.
- At least 2-3 years prior experience in wealth management, with a strong understanding of the UK regulatory environment.
- Excellent Excel skills, with experience handling larger sets of data.
- Detail-oriented with an investigative mindset, coupled with strong analytical skills.
- Highly motivated, proactive, and energetic self-starter who takes ownership.
- Good organizational skills, with the ability to manage and prioritize multiple tasks across different time horizons.
Pictet is a Partner-owned financial services group that offers a comprehensive service for wealthy individuals and families, including discretionary and advisory investment solutions and family office services. With over 200 years of Swiss banking heritage, Pictet is represented at 30 offices in financial centres worldwide and employs over 5,100 people.
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Business Oversight Manager
1 week ago
London, Greater London, United Kingdom Pictet Full timeAbout the RolePictet, a leading independent wealth and asset manager, is seeking a highly skilled Business Oversight Manager to join its UK PWM team. As a key member of the Management Team, you will report directly to the Head of Business Oversight for UK PWM.Key ResponsibilitiesExecute first-line of defence (1LOD) controls activities, including sample...
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Business Oversight Manager
1 week ago
London, Greater London, United Kingdom Pictet Full timeAbout the RolePictet, a leading independent wealth and asset manager, is seeking a highly skilled Business Oversight Manager to join its UK PWM team. As a key member of the Management Team, you will report directly to the Head of Business Oversight for UK PWM.Key ResponsibilitiesExecute first-line of defence (1LOD) controls activities, including sample...
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Business Oversight Manager
7 days ago
London, Greater London, United Kingdom Pictet Full timeAbout the RolePictet, a leading independent wealth and asset manager, is seeking a highly skilled Business Oversight Manager to join its UK PWM team. As a key member of the Management Team, you will report directly to the Head of Business Oversight for UK PWM.Key ResponsibilitiesExecute first-line of defence (1LOD) controls activities, including sample...
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Business Oversight Manager
7 days ago
London, Greater London, United Kingdom Pictet Full timeAbout the RolePictet, a leading independent wealth and asset manager, is seeking a highly skilled Business Oversight Manager to join its UK PWM team. As a key member of the Management Team, you will report directly to the Head of Business Oversight for UK PWM.Key ResponsibilitiesExecute first-line of defence (1LOD) controls activities, including sample...
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Business Oversight Analyst
1 week ago
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Business Oversight Analyst
7 days ago
London, Greater London, United Kingdom LegalAndGeneral Full timeBusiness & Process Oversight AnalystWe're seeking a highly skilled Business & Process Oversight Analyst to join our Asset Management Division. As a key member of our team, you will be responsible for providing daily supervision of all significant outsourced third parties within Private Markets, with a focus on service risk management.Key...
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Oversight Framework Manager
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1 week ago
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Risk Oversight Manager
1 week ago
London, Greater London, United Kingdom Nationwide Building Society Full timeAbout the RoleWe are seeking a highly skilled and experienced Risk Oversight Manager to join our Operational Risk Oversight team. As a key member of our second line of defence, you will play a critical role in providing risk oversight of key Strategic Change Programmes.Key ResponsibilitiesSupport and challenge the execution of change at all levels through...
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Risk Oversight Manager
1 week ago
London, Greater London, United Kingdom Nationwide Building Society Full timeAbout the RoleWe are seeking a highly skilled and experienced Risk Oversight Manager to join our Operational Risk Oversight team. As a key member of our second line of defence, you will play a critical role in providing risk oversight of key Strategic Change Programmes.Key ResponsibilitiesSupport and challenge the execution of change at all levels through...
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Underwriting Oversight Manager
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London, Greater London, United Kingdom Munich Re Full timeAbout the Role:The Underwriting Oversight Manager will serve as a key interface between Great Lakes' Underwriting and Product team and the business units of the Munich Re Group. This role will be responsible for overseeing and monitoring all underwriting activities and controls performed by internal and external stakeholders in a transparent, effective, and...
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London, Greater London, United Kingdom LegalAndGeneral Full timeJob Title: Oversight AccountantWe are seeking a highly skilled Oversight Accountant to join our Asset Management Division. As a key member of our team, you will be responsible for providing daily supervision of all significant outsourced third parties within Private Markets, with a focus on service risk management.Key Responsibilities:Assess the...
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Business Oversight Analyst
1 day ago
London, Greater London, United Kingdom LegalAndGeneral Full timeJob Title: Oversight AccountantWe are seeking a highly skilled Oversight Accountant to join our Asset Management Division. As a key member of our team, you will be responsible for providing daily supervision of all significant outsourced third parties within Private Markets, with a focus on service risk management.Key Responsibilities:Assess the...
