EMEA CIO Technology Risk Framework Lead

1 month ago


London, Greater London, United Kingdom Nomura Full time
EMEA CIO Technology Risk Framework Lead

Nomura is a global financial services group with an integrated network spanning approximately 30 countries and regions. By connecting markets East & West, Nomura services the needs of individuals, institutions, corporates and governments through its three business divisions: Wealth Management, Investment Management, and Wholesale (Global Markets and Investment Banking). Founded in 1925, the firm is built on a tradition of disciplined entrepreneurship, serving clients with creative solutions and considered thought leadership.

The GCIO function oversees group-wide technology, operations and our data office. Our purpose is to support Nomura's business strategy and deliver consistent group-wide services based on common operating principles. We are aligned to our key businesses across the group and operate enterprise-wide functions for risk management, governance and controls, supply chain and infrastructure.

The Chief Controls Office (CCO) is a key function within GCIO and our purpose is aligned to the GCIO Strengthen and Protect strategic pillar. We are a global team focused on strengthening our non-financial risk management framework enabling the business to accelerate strategic delivery, whilst enhancing our ability to dynamically manage risks and evidence that we are operating in control.

The CCO function is on a multi-year global transformation journey which starts with building the right foundations especially the right skills and capabilities within our global team.

Key Responsibilities:

  • Support with the design, implementation and operation of IT risk management frameworks (including policies, standards, risks, controls, issues etc.)
  • Risk and Control Self-Assessments (RCSAs) Lead – support with the design, implementation and operation of process-led RCSAs
  • Control Management Lead – support with the design, implementation and operation of the control management lifecycle
  • Issue Management Lead – support with the design, implementation and operation of issue management including read across
  • Operational Events Lead – support with the design, implementation and operation of operational events management and reporting
  • Scenario Analysis Lead – support with the design, implementation and operation of scenario analysis
  • Ensure the firm's Operational Risk Management Framework (second line) is appropriately embedded in EMEA CIO (first line)
  • Support the CCO strategy and transformation programme in EMEA
  • Support with senior stakeholder engagement
  • Key participant in risk management forums and committees
  • Provide an IT risk management advisory service and embed a risk and control culture
  • Identify opportunities for process and control enhancement
  • Advise on risk management for new and emerging technologies such as cloud, artificial intelligence and automation

Requirements:

  • Extensive experience in the financial services industry in technology and technology risk management
  • Extensive experience of designing, implementing and operating industry leading technology risk management frameworks e.g. COBIT
  • Experience of working in a dynamic technology environment and a thorough understanding of technology
  • Resilience and third party risk experience
  • Experience of UK regulation
  • Strong leadership and people management skills
  • Strong stakeholder management skills – ability to challenge at the executive level across the three lines of defense
  • Skilled communicator and influencer – ability to articulate technical and complex concepts simply, presenting with impact and gravitas to the most senior stakeholders
  • Project management experience – ability to deliver on time, cost and quality
  • Experience of risk management toolsets such as ServiceNow Integrated Risk Management or similar

Qualifications, Skills & Experience Required:

  • 10+ years' of relevant experience in financial services
  • Highly experienced in designing, implementing and operating IT risk management frameworks in Banking
  • Knowledge and experience of IT regulatory requirements such as UK Operational Resilience and the EU Digital Operational Resilience Act (DORA)
  • A risk management qualification such as CISA, CISM, CRISC or CISSP
  • A keen interest in technology
  • Proven experience as a trusted IT risk advisor to senior management
  • Proven experience of collaborating effectively at all levels within a global matrix organisation
  • Self-starter and ability to learn quickly and thrive in a fast-paced and dynamic environment
  • High energy, positive and collaborative team player
  • Resilient, enjoys challenges and able to resolve complex problems independently
  • Confident with strong communication skills (both written and verbal) – ability to influence and communicate effectively and efficiently
  • Delivery and outcome focused
  • Innovative and pragmatic approach to solving problems
  • Strong analytical skills – attention to detail, accuracy and quality


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