Wealth Management Regulatory Advisor

Senior Wealth ManagerAustin Fraser is looking for a highly skilled Senior Wealth Manager to join our team in the Cardiff area. This role offers a unique opportunity to work with high net worth clients and help them achieve their financial objectives.The ideal candidate will have excellent communication skills, be able to analyze complex financial data, and...

Redmore Recruitment Limited is seeking an experienced Wealth Management Assistant to join their team. As a Wealth Management Assistant, you will play a key role in supporting the team in achieving their goals and delivering exceptional client service.What We Offer:A supportive and close-knit team environment.Opportunities for professional growth and...

Senior Wealth Manager PositionFocused on delivering exceptional wealth management services to high net worth individuals, we are seeking a skilled Senior Wealth Manager to lead our client relationships in the Cardiff area.Key responsibilities include building strong relationships with clients, providing tailored financial solutions, and staying up-to-date...

Job Description: Wealth Management AssociatePerspective (Gould Financial Planning) Ltd is a leading wealth management company based in Cardiff, seeking a highly skilled Wealth Management Associate to join our team.This role offers a fantastic opportunity to develop your expertise in financial administration and provide exceptional support to our clients and...

Our team at Quilter Financial Planning is seeking a highly skilled financial advisor to join our UK operations. As a key member of our team, you will be responsible for delivering exceptional financial planning services to clients across the UK, Scotland, and Northern Ireland.The Opportunity:You will work directly with clients to understand their financial...

A Private Client Partner is required to join TSR Legal's team in Brecon. This role involves advising clients on IHT planning, wills, LPAs, and trusts. You will also administer taxable estates with business, agricultural, and trust interests.Responsibilities and RequirementsExperience in non-contentious private client mattersAbility to draft IHT plans, wills,...

About the RoleOur award-winning firm is seeking an experienced Regulatory Solicitor to join our Financial Services team.Job ResponsibilitiesYou will represent a diverse range of clients in the financial services sector, including banks, payment service providers, and mortgage lenders.Additionally, you will engage with crypto asset firms, independent...

Job SummaryWe are looking for an experienced Regulatory Solicitor to join our Financial Services team at a top-tier firm.Key ResponsibilitiesYou will work with a diverse range of clients, including banks, payment service providers, and e-money institutions.Additionally, you will engage with crypto asset firms, independent financial advisors (IFAs), and...

**Job Description**Broadgate is seeking a skilled Regulatory Governance Manager to lead our Regulatory Advice team within the Customer and Conduct division. This role involves providing timely and clear regulatory guidance on daily operations and key initiatives, such as product launches and projects.You will be an expert in UK regulation, ensuring the team...

**Job Description:**We are seeking a highly skilled Regulatory Compliance Manager to join our team at the Cardiff and Vale University Health Board. The successful candidate will be responsible for ensuring that our clinical programs meet all relevant regulatory and quality standards.As a key member of our quality management team, you will implement and...

About the RolePrestige Recruitment Group is working with a financial services company in Flintshire, North Wales to find an experienced AML / Compliance Analyst.Job Summary:The successful candidate will be responsible for monitoring file reviews, assisting the Compliance Manager with Business Diary and Compliance actions, training and competence for...

We are seeking an experienced AML / Compliance Analyst to join our client's team in Flintshire, North Wales.About the Role:The successful candidate will be responsible for monitoring file reviews, assisting the Compliance Manager with Business Diary and Compliance actions, training and competence for Financial Advisors, gathering MI for internal and external...

Job Description:We are looking for an experienced Environmental Advisor to join our team at Celsa Steel UK. As an Environmental Advisor, you will play a key role in supporting our operational units in maintaining Environmental Management Systems (EMS) compliance and permit requirements.Responsibilities:Ensure specific areas remain compliant and certified to...

The ERM International Group Limited is seeking an experienced Green Infrastructure Advisor to join our team in Cardiff or Pembroke. As a Green Infrastructure Advisor, you will contribute to various projects in the Energy sector, supporting the delivery of high-quality environmental consultancy services.We offer a dynamic work environment, with opportunities...

About the PositionThis is a fantastic opportunity for a health and safety professional to join our engineering business and contribute to the development of safety policies and procedures. As a Health and Safety Advisor, you will work closely with the team to identify potential risks and implement effective safety measures.Key ResponsibilitiesConduct regular...

About the RoleThe successful candidate will have a proven track record of experience as a financial planner, with the ability to analyse complex financial information and provide tailored advice to clients. They will also be proficient in MS Office and CRM systems.

In this challenging and rewarding role as a Senior Associate Financial Services Solicitor, you will be part of a dynamic team that delivers top-notch legal services to clients in the financial services sector. Located in London/Cardiff/Hybrid, you will be responsible for advising clients on complex financial services matters, including regulatory issues and...

Due to expansion, Focus Resourcing Group is looking for an experienced Financial Advisor near Cardiff.Job DescriptionWe are seeking a skilled professional to deal with high net worth individuals, meeting clients to discuss their finances and financial goals, researching financial products and explaining their key features and benefits, negotiating better...

Starling Bank is seeking a Regulatory Risk Management Professional to join their team. This role will involve providing second line of defence (2LoD) regulatory compliance oversight over 1LoD / business teams, ensuring they meet their regulatory obligations and effectively manage their regulatory compliance and conduct related risks.The estimated salary for...

Job Description\IDEX Consulting seeks a passionate and skilled Wealth Guidance Specialist to join our team.\\Key Responsibilities:\\Provide expert guidance on financial planning topics, including goal setting, tax strategies, and investment options.\Create personalized plans tailored to each client's unique needs and goals.\Bullet\\\Requirements:\\Strong...