Regulatory Risk Management Specialist

3 weeks ago

London, Greater London, United Kingdom LMAX Group Full time

LMAX Group is expanding its Treasury Risk & ALM team to support efficient capital and liquidity management across legal entities. This includes regulatory reporting, analytics for governance committees, and ICARA process support, replacing ICAAP/ILAA/RRP and wind-down planning for investment firms.


Key Responsibilities:

  • Conduct daily liquidity stress testing and analyze liquid asset movements
  • Perform monthly capital reporting and analysis, monitoring risk appetite and limits
  • Collaborate with Financial Planning & Analysis to develop Group and Legal Entity medium-term capital plans
  • Assist in developing Treasury Risk Management Framework and reporting
  • Manage intragroup lending processes and large exposure management, preparing management information for internal committees and Boards
  • Support ICARA assessments and policies, including business model analysis, risk assessments, capital & liquidity adequacy, recovery and wind-down planning
  • Engage in business partnering and assess the impact of new products and processes
  • Support the Treasury Risk & ALM Manager with ongoing/ad hoc projects, including optimizing cash, collateral, liquidity position, market risk, credit risk, and balance sheet impact, as well as controlling client credit lines and debt
  • Stay up to date with regulatory guidance

Regulatory Reporting:

  • Prepare monthly and quarterly regulatory reports and conduct movement analysis
  • Become a subject matter expert in investment firm regulation as applicable to LMAX entities and products, in the UK and globally
  • Conduct horizon scanning for updates in regulatory guidance as applicable to LMAX entities

Requirements:

  • Relevant experience in Regulatory Reporting gained in a trading environment or consultancy
  • Sufficient understanding of regulatory environment, capital and liquidity risk management
  • Working knowledge of financial services industry, particularly capital markets
  • Familiarity with Finance, Treasury and Risk management tools and processes
  • Advanced proficiency in Excel, comfortable working with large volumes of data
  • Strong communication skills and ability to interact effectively with stakeholders at all levels
  • Preferred degree in finance, numerate, business or law
  • Knowledge of, or interest in financial products traded by the firm
  • Desirable experience producing and submitting COREP or IFPR returns
  • Experience working in young or growth phase businesses is ideal

LMAX Group is an equal opportunities employer.

  • Regulatory Affairs Strategist

    3 weeks ago

    London, Greater London, United Kingdom VRS Regulatory Full time

    Job DescriptionAs a Regulatory Affairs Specialist at VRS Regulatory, you will have the opportunity to develop and implement regulatory strategies for plant protection products in specific geographical territories. Your key responsibilities will include managing a portfolio of plant protection products, developing regulatory submissions, and working with the...

  • Regulatory Affairs Strategist

    1 week ago

    London, Greater London, United Kingdom VRS Regulatory Full time

    Role OverviewA challenging opportunity has arisen for a Regulatory Affairs Strategist to join VRS Regulatory's team. About the RoleWe are seeking an experienced Regulatory Affairs Strategist to develop and implement regulatory strategies for plant protection products in specific geographical territories. Develop and execute regulatory strategies for product...

  • Financial Risk Management Specialist

    2 weeks ago

    London, Greater London, United Kingdom Validus Risk Management Full time

    At Validus Risk Management, we are seeking a highly skilled Financial Risk Management Specialist to join our team. This is an exciting opportunity for both personal development and professional growth in the field of risk management.About UsValidus Risk Management is an independent technology-enabled advisory firm specialising in the management of financial...

  • Regulatory Risk Specialist

    1 month ago

    London, Greater London, United Kingdom caia - Jobboard Full time

    Join us at caia - Jobboard as we seek a skilled Regulatory Risk Specialist to support our leading London-based investment bank in managing regulatory risk. This 6-month contract offers a hybrid working arrangement, providing the perfect balance between work and personal life.As a Regulatory Risk Specialist, you will:Support the business in managing...

  • Regulatory Risk Specialist

    1 week ago

    London, Greater London, United Kingdom Paritas Recruitment Full time

    Regulatory Risk SpecialistParitas Recruitment is seeking a highly skilled Regulatory Risk Specialist to join our client's expanding team in London.In this role, you will be responsible for identifying and mitigating risks related to market data, ensuring the firm remains compliant with emerging regulations in market data and data governance.Earn an estimated...

  • Regulatory Risk Management Specialist

    1 week ago

    London, Greater London, United Kingdom Investec Full time

    Investec, a leading Specialist Bank, seeks a highly skilled Regulatory Risk Management Specialist to support the Private Client team in delivering strategic business objectives and commercial goals.Job Description:Support the build-out and maturity of our approach to regulatory risk management and delivery of good client outcomes in the first line.Drive a...

  • Regulatory Risk Management Specialist

    1 week ago

    London, Greater London, United Kingdom TikTok Full time

    TikTok, a pioneering digital company, is looking for a Regulatory Risk Management Specialist to join its Trust and Safety team. In this critical role, you will oversee ongoing obligations, maintain issue logs, and conduct gap analyses to ensure compliance with regulatory requirements.You will work closely with cross-functional teams to identify and mitigate...

  • Regulatory Risk Management Specialist

    3 weeks ago

    London, Greater London, United Kingdom Acin Limited Full time

    Regulatory Risk Management SpecialistAbout UsAcin Limited is a fast-growing fintech company that helps banks objectively manage their risk control landscape. Our automated and scalable regulatory mapping solution connects a bank's risk control data across their firm and industry, resulting in cost savings and efficiency gains.The RoleYou will provide...

  • Regulatory Risk Management Specialist

    1 week ago

    London, Greater London, United Kingdom AJ Fox Compliance Full time

    Job OverviewAJ Fox Compliance is seeking a highly skilled Regulatory Risk Management Specialist to join our proactive team.We are an innovative, forward-thinking law firm dedicated to delivering exceptional risk management services. As a key member of our team, you will play a crucial role in ensuring compliance with relevant legal, regulatory, and...

  • Risk Control Analyst

    2 weeks ago

    London, Greater London, United Kingdom Validus Risk Management Full time

    **About Validus Risk Management**We are a specialist provider of financial market risk services, working with institutional investors, fund managers, and portfolio companies to design and implement strategies to measure, manage and monitor financial market risk.**Job Summary**This is an exciting opportunity for a full-time Risk Control Analyst to join our...

  • Regulatory Risk Specialist

    1 week ago

    London, Greater London, United Kingdom Equifax, Inc. Full time

    About the RoleWe are seeking a highly skilled Regulatory Risk Specialist to join our UK Privacy, Risk and Compliance team. As a Senior Compliance Monitoring Manager, you will play a key role in ensuring that Equifax operates in accordance with regulatory requirements and industry standards.Your primary responsibility will be to provide expert regulatory...

  • Regulatory Risk Specialist

    1 month ago

    London, Greater London, United Kingdom Bruin Financial Full time

    At Bruin Financial, we are seeking a highly skilled Regulatory Risk Specialist to join our team in London. As a key member of our Risk Management function, you will play a critical role in ensuring the accuracy and completeness of our regulatory returns.Key ResponsibilitiesProvide assurance to Risk Management and the board on the regulatory return process...

  • Risk Management Specialist

    1 week ago

    London, Greater London, United Kingdom Northern Trust Corporation Full time

    About Our CompanyNorthern Trust Corporation is a Fortune 500 company that has been in continuous operation since 1889. We are proud to provide innovative financial services to the world's most successful individuals, families, and institutions.Job SummaryWe are seeking a Regulatory Risk Management Specialist to join our team in EMEA/APAC/NA. This role will...

  • Regulatory Risk Manager

    3 weeks ago

    London, Greater London, United Kingdom Northern Trust Corporation Full time

    About Northern Trust:Northern Trust is a leading global financial institution with a rich history dating back to 1889. We are committed to delivering innovative financial services and guidance to the world's most successful individuals, families, and institutions.The Role/Department:The Global Regulatory Affairs Office (GRAO) is responsible for overseeing...

  • Regulatory Risk Management Specialist

    1 month ago

    London, Greater London, United Kingdom Northern Trust Full time

    About Northern Trust: Northern Trust is a leading financial institution with a rich history dating back to 1889. We provide innovative financial services and guidance to individuals, families, and institutions worldwide. Our Regulatory Risk Management team plays a critical role in ensuring compliance with regulatory obligations and mitigating regulatory...

  • Regulatory Compliance Specialist

    1 week ago

    London, Greater London, United Kingdom LexisNexis Risk Solutions Full time

    About LexisNexis Risk SolutionsWe are a data and analytics company with 10,500 colleagues serving customers in more than 150 countries. Our solutions help customers increase productivity, improve decision-making and outcomes, and be more successful.The Regulatory Compliance Specialist will play a key role in developing and maintaining the Regulatory...

  • Regulatory Compliance Specialist

    1 week ago

    London, Greater London, United Kingdom N Consulting Ltd Full time

    N Consulting Ltd is seeking a detail-oriented Regulatory Compliance Specialist to support our risk management initiatives. As a key member of our team, you will play a critical role in ensuring compliance with Basel III/IV standards and delivering strategic insights for regulatory risk management.Key ResponsibilitiesGathering & Documentation: Collaborate...

  • Risk and Regulatory Framework Specialist

    1 week ago

    London, Greater London, United Kingdom Hurst Point Group Full time

    Hurts Point Group is a leading specialist investment and fund management business, managing private client portfolios, trust and charity assets, as well as multi-asset funds-of-funds and risk-based 'Model Portfolios' for Financial Advisers.We are seeking an experienced Risk and Regulatory Framework Specialist to join our team. As a key member of our...

  • Regulatory Risk Management Specialist

    4 weeks ago

    London, Greater London, United Kingdom Northern Trust Corporation Full time

    About Northern Trust:Northern Trust is a globally recognized, award-winning financial institution with a rich history dating back to 1889.We are committed to providing innovative financial services and guidance to the world's most successful individuals, families, and institutions by upholding our core values of service, expertise, and integrity.Role/...

  • Regulatory Risk Specialist

    1 week ago

    London, Greater London, United Kingdom Allianz Full time

    Company OverviewAllianz Partners is a world leading B2B2C specialist forming part of the Allianz Group, one of the world's largest insurance and financial services companies.This is an exciting opportunity to join the UK & Ireland business unit at a time of significant growth, as we continue to invest in our compliance framework to support sustainable growth...