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Compliance Associate

2 months ago

Leeds, Leeds, United Kingdom MUFG Pension & Market Services Full time
About the Role

MUFG Pension & Market Services is seeking a highly skilled Compliance Associate to join our team on a 12-month fixed-term contract. As a Compliance Associate, you will play a critical role in ensuring the company's compliance with regulatory requirements and internal policies.

Key Responsibilities
  1. Perform compliance monitoring reviews in accordance with the annual compliance monitoring programme.
  2. Provide real-time compliance advice to the business on regulatory requirements and internal policies.
  3. Manage the review and administration of externally issued materials, including client presentations, social media postings, and website content.
  4. Review and provide feedback on breaches and incidents.
  5. Prepare compliance-related Management Information for presentation and dissemination.
  6. Support the review, maintenance, and organisation of related compliance policies.
  7. Ensure compliance with the FCA Conduct Rules applicable to all financial services employees.
  8. Support the ongoing review and assessment of applicable regulatory and industry developments.
Requirements
  1. A minimum of 3 years' experience within a compliance role in the Financial Services industry.
  2. Demonstrable knowledge of regulatory requirements, especially but not limited to, the Financial Conduct Authority or other regulators.
  3. Exceptional written and verbal communication skills with the ability to interact with stakeholders of all levels internally.
  4. Excellent attention to detail and well-organised, with the ability to work as an integral member of the team.
  5. The energy, drive, and desire to work hard within a team, working collaboratively with the business you are supporting, developing their skills and understanding of compliance monitoring.
  6. The ability to build and maintain strong working relationships and support others within the team and wider business.
  7. Good report writing and presentation skills, in addition to excellent time management skills.
  8. An ability to exercise independent judgement and discretion whilst performing your duties.
  9. A strong background in computer literacy and working knowledge of Microsoft Word and Excel.
What We Offer

MUFG Pension & Market Services offers a range of benefits, including:

  • 26 days annual leave, plus a wellbeing day, a volunteer day, bank holidays, and the opportunity to buy up to 5 days' extra each year.
  • Health, wellbeing, and lifestyle rewards that can be tailored to support you and your family, including:
    • Employee Assistance Programme
    • Discounts on retail and socialising
    • Travel and technology
    • Cycle2work scheme
    • A host of gym and fitness subscriptions
    • Car Salary Sacrifice scheme
  • Appreciate programme: Employee recognition programme
  • Company Pension Scheme
  • Life Assurance
  • Medical Insurance
  • Paid Maternity, Paternity, Adoption Leave, Shared Parental Leave