Regulatory Policy Director

4 weeks ago

London, Greater London, United Kingdom TD Full time

Job Title: Regulatory Policy Director

Job Summary:

We are seeking a highly skilled Regulatory Policy Director to join our team at TD. As a key member of our Global Markets Supervision team, you will be responsible for developing and implementing regulatory policies and procedures to ensure compliance with industry best practices and regulatory requirements.

Key Responsibilities:

  • Develop and maintain a deep understanding of key regional regulatory requirements and industry best practices.
  • Design and implement supervisory controls and procedures to address regulatory and best practice requirements.
  • Assess implications of Firm policy, regulatory, new business, or best practice changes to the supervision framework.
  • Manage key relationships with business line supervisors and serve as primary contact to advise or coordinate with key stakeholders on day-to-day supervision, regulatory or business conduct matters requiring escalation.

Requirements:

  • Undergraduate Degree a minimum.
  • 5 years+ experience in Capital Markets/Financial Services industry, experience in Equities asset class strongly preferred.
  • Strong working knowledge of key regional regulatory requirements.
  • Solid understanding of 3 LoD framework and key non-financial risks controls and applicability to business activities.

About TD:

TD is one of the world's leading global financial institutions and is the fifth largest bank in North America by branches/stores. Every day, we deliver legendary customer experiences to over 27 million households and businesses in Canada, the United States and around the world.

Total Rewards Package:

Our Total Rewards package reflects the investment we make in our colleagues to help them, and their families achieve their well-being goals. Total Rewards at TD includes a base salary and several other key plans such as health and well-being benefits, including medical coverage, paid time off, career development, and reward and recognition programs.

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