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Director of Risk and Compliance

2 months ago

City Of London, United Kingdom Ryder Reid Legal Full time
Job Summary

Ryder Reid Legal is seeking a seasoned Risk and Compliance professional to join our team as a Director of Risk and Compliance. As a key member of our compliance team, you will be responsible for ensuring the firm's adherence to anti-money laundering (AML) and counter-terrorist financing (CTF) regulations.

Key Responsibilities
  • AML/CTF Compliance: Develop, manage, and oversee procedures, standards, and controls to ensure compliance with the Solicitors Regulation Authority (SRA) requirements.
  • Compliance Team Supervision: Lead and manage the London compliance team, ensuring they maintain the firm's practices and promote compliance with AML, CTF, and Client Due Diligence (CDD) policies.
  • New Client Onboarding: Ensure that new clients and matters comply with the firm's internal AML/CTF, CDD, and screening policies for trade sanctions, politically exposed persons (PEPs), and adverse media.
  • Regulatory Interpretation: Provide AML/CTF legal and regulatory interpretation and advice on prospective new client and new matter intake, especially for clients and matters identified to carry enhanced risk.
Requirements and Experience
  • Leadership and Team Management: Ability to work independently and strategically, with strong leadership and team management skills.
  • AML/CTF Expertise: English-qualified lawyer with a minimum of three (3) years of experience in AML/CTF and sanctions compliance, preferably in a senior role within a global law firm or the SRA.
  • Regulatory Knowledge: Strong understanding and working knowledge of legal and regulatory obligations in England, including the Money Laundering Regulations, POCA, and the SRA Standards and Regulations.
  • Communication Skills: Ability to identify, resolve, and communicate regarding issues concisely and in a timely and effective manner.