Capital Markets Risk and Compliance Manager

4 weeks ago


London, Greater London, United Kingdom Northern Trust Corporation Full time

Manager of Regulatory Oversight in Capital Markets

Northern Trust Corporation is in search of a skilled professional to become part of our team as a Manager of Regulatory Oversight in Capital Markets. This pivotal role involves leading a global team dedicated to comprehending and alleviating regulatory risks within our Capital Markets division. Key responsibilities encompass structuring the Regulatory Change Team, offering strategic direction to team members, representing Capital Markets in regulatory discussions, and keeping abreast of regulatory developments that could influence our operations.

  • Establish the framework for the Regulatory Change Team
  • Deliver leadership and strategic direction to the team
  • Act as a representative for Capital Markets in regulatory discussions
  • Maintain awareness of regulatory developments affecting Capital Markets

To excel in this position, candidates should possess in-depth knowledge of regulatory frameworks, exceptional communication abilities, and the capacity to evaluate intricate issues. A background in financial services and Capital Markets is highly regarded.

If you are eager to be part of a forward-thinking and innovative organization, we encourage you to consider joining our team at Northern Trust Corporation.



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