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Senior Regulatory Compliance Consultant

2 months ago

London, Greater London, United Kingdom Black Swan Group Full time
Position Overview

Black Swan Group is a prominent player in the Asset Management sector, looking to strengthen its compliance team by bringing on board a Senior Regulatory Compliance Consultant.

Key Responsibilities:

  • Fostering and nurturing relationships throughout the organization by offering compliance insights and guidance on pertinent regulatory matters.
  • Evaluating new product offerings to identify potential regulatory risks and advising on necessary control measures.
  • Delivering training and support on regulatory issues to front office personnel.
  • Contributing to the broader compliance function by assisting with training initiatives, preparing management reports, and engaging in various ad-hoc projects.
  • Providing compliance advice to teams involved in Marketing, Business Development, and Distribution.

Candidate Profile:

  • Proven experience in a compliance advisory role within a respected financial services organization.
  • Strong stakeholder management capabilities.
  • In-depth knowledge of FCA regulations and compliance standards.
  • Exceptional verbal and written communication skills, with a track record of producing high-quality reports under tight deadlines.

This role offers an opportunity to make a significant impact within a dynamic compliance environment.