Head of Compliance and Risk Management

2 days ago

London, Greater London, United Kingdom Financial House Full time
Job Title: Head of Compliance

Financial House, a leading provider of financial services, is seeking an experienced Head of Compliance to join our team. As a trusted partner in the financial industry, we offer a range of innovative solutions that meet the evolving needs of our clients.

We are looking for a highly skilled and motivated individual to lead our compliance function, ensuring that all activities are conducted in accordance with relevant regulations and internal policies.

Key Responsibilities:

  • Develop and implement compliance policies and procedures to ensure regulatory compliance.
  • Act as the Money Laundering Reporting Officer (MLRO) and manage all aspects of anti-money laundering (AML) compliance.
  • Provide expert advice on regulatory requirements and best practices related to card schemes and various financial products.
  • Conduct regular compliance risk assessments and implement appropriate controls.
  • Liaise with regulatory bodies, particularly the Financial Conduct Authority (FCA), and ensure timely and accurate submission of reports and documentation.
  • Conduct internal audits and reviews to ensure compliance with policies and regulations.
  • Stay up-to-date with industry developments and regulatory changes, and proactively update the company's compliance framework.
  • Train and educate staff on compliance-related matters and promote a culture of compliance across the organization.

Requirements:

  • Minimum of 8 years of experience in compliance within the financial services industry, with a focus on card schemes.
  • Strong understanding of IBANs, issuing, and acquiring products.
  • Proven experience as a Head of Compliance or MLRO in a similar organization.
  • Extensive experience with the Financial Conduct Authority (FCA) regulations and requirements.
  • In-depth knowledge of relevant regulations and best practices.
  • Excellent analytical and problem-solving skills.
  • Strong leadership and management abilities.
  • Exceptional communication and interpersonal skills.
  • Ability to work effectively in a fast-paced and dynamic environment.

Preferred Qualifications:

  • Experience working with financial technology (FinTech) companies.
  • Strong understanding of regulatory requirements in the payments industry.
  • ICA Qualified

  • Head of Compliance and Risk Management

    2 days ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Job Title: Head of Banking Policy and ComplianceAbout the Role:We are seeking an experienced Head of Banking Policy and Compliance to join our team at Compliance Professionals. As a key member of our organization, you will be responsible for ensuring that our banking operations are in compliance with all relevant regulatory requirements.Key...

  • Head of Compliance and Risk Management

    2 days ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Job Title: Head of Banking Policy and ComplianceAbout the Role:We are seeking an experienced Head of Banking Policy and Compliance to join our team at Compliance Professionals. As a key member of our organization, you will be responsible for ensuring that our banking operations are in compliance with all relevant regulatory requirements.Key...

  • Head of Compliance and Risk Management

    6 days ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Job Title: Head of Banking Policy and ComplianceAbout the Role:We are seeking an experienced Head of Banking Policy and Compliance to join our team at Compliance Professionals. As a key member of our organization, you will be responsible for ensuring that our banking operations are in compliance with all relevant regulatory requirements.Key...

  • Head of Compliance and Risk Management

    7 days ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Job Title: Head of Banking Policy and ComplianceAbout the Role:We are seeking an experienced Head of Banking Policy and Compliance to join our team at Compliance Professionals. As a key member of our organization, you will be responsible for ensuring that our banking operations are in compliance with all relevant regulatory requirements.Key...

  • Head of Compliance and Risk Management

    2 days ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Compliance and Risk Management ExpertWe are seeking a highly skilled Compliance and Risk Management Expert to join our team at Compliance Professionals. As a key member of our organization, you will be responsible for developing and maintaining policies and procedures related to Anti-Money Laundering (AML) and Countering the Financing of Terrorism (CTF).Key...

  • Head of Compliance and Risk Management

    2 days ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Compliance and Risk Management ExpertWe are seeking a highly skilled Compliance and Risk Management Expert to join our team at Compliance Professionals. As a key member of our organization, you will be responsible for developing and maintaining policies and procedures related to Anti-Money Laundering (AML) and Countering the Financing of Terrorism (CTF).Key...

  • Head of Compliance and Risk Management

    5 days ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Compliance and Risk Management ExpertWe are seeking a highly skilled Compliance and Risk Management professional to join our team at Compliance Professionals.Key Responsibilities:Develop and maintain policies and procedures for Anti-Money Laundering (AML) and Counter-Terrorist Financing (CTF).Conduct annual risk assessments to identify and mitigate potential...

  • Head of Compliance and Risk Management

    5 days ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Compliance and Risk Management ExpertWe are seeking a highly skilled Compliance and Risk Management professional to join our team at Compliance Professionals.Key Responsibilities:Develop and maintain policies and procedures for Anti-Money Laundering (AML) and Counter-Terrorist Financing (CTF).Conduct annual risk assessments to identify and mitigate potential...

  • AML Compliance Risk Manager

    1 day ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Job Title: AML & Compliance Risk OfficerAbout the Role:We are seeking a highly skilled AML & Compliance Risk Officer to join our team at Compliance Professionals. As a key member of our compliance team, you will play a critical role in ensuring the bank's compliance with regulatory requirements and maintaining a strong risk-based approach to compliance...

  • AML Compliance Risk Manager

    1 day ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Job Title: AML & Compliance Risk OfficerAbout the Role:We are seeking a highly skilled AML & Compliance Risk Officer to join our team at Compliance Professionals. As a key member of our compliance team, you will play a critical role in ensuring the bank's compliance with regulatory requirements and maintaining a strong risk-based approach to compliance...

  • Head of Compliance and Risk Management

    2 days ago

    London, Greater London, United Kingdom Federal Management System, Inc. Full time

    About the RoleWe are seeking a highly skilled and experienced Head of Compliance and Risk Management to join our team at Charlotte Tilbury Beauty. As a key member of our leadership team, you will be responsible for developing and implementing our global compliance and risk management strategy, ensuring that our business operates in a compliant and...

  • Head of Compliance and Risk Management

    2 days ago

    London, Greater London, United Kingdom Federal Management System, Inc. Full time

    About the RoleWe are seeking a highly skilled and experienced Head of Compliance and Risk Management to join our team at Charlotte Tilbury Beauty. As a key member of our leadership team, you will be responsible for developing and implementing our global compliance and risk management strategy, ensuring that our business operates in a compliant and...

  • Head of Compliance

    3 weeks ago

    London, Greater London, United Kingdom AJ FOX COMPLIANCE Full time

    Job DescriptionWe are seeking a seasoned Legal Risk & Compliance professional to lead our compliance strategy and team at AJ FOX COMPLIANCE.The ideal candidate will have over 8+ years of experience in compliance, preferably at an international law firm, with strong business acumen and exceptional leadership skills.The Head of Compliance will be responsible...

  • Head of Compliance

    3 weeks ago

    London, Greater London, United Kingdom AJ FOX COMPLIANCE Full time

    Job DescriptionWe are seeking a seasoned Legal Risk & Compliance professional to lead our compliance strategy and team at AJ FOX COMPLIANCE.The ideal candidate will have over 8+ years of experience in compliance, preferably at an international law firm, with strong business acumen and exceptional leadership skills.The Head of Compliance will be responsible...

  • Head of Compliance

    11 hours ago

    London, Greater London, United Kingdom AJ FOX COMPLIANCE Full time

    Join Our Team as a Head of ComplianceWe are seeking a seasoned Legal Risk & Compliance professional to lead our compliance strategy and team. As a Head of Compliance, you will be responsible for all aspects of AML, sanctions, and regulatory compliance while driving innovation and best practices across our organization.Key Responsibilities:Collaborate with...

  • Head of Compliance

    7 hours ago

    London, Greater London, United Kingdom AJ FOX COMPLIANCE Full time

    Join Our Team as a Head of ComplianceWe are seeking a seasoned Legal Risk & Compliance professional to lead our compliance strategy and team. As a Head of Compliance, you will be responsible for all aspects of AML, sanctions, and regulatory compliance while driving innovation and best practices across our organization.Key Responsibilities:Collaborate with...

  • Global Head of Risk Management and Compliance

    3 weeks ago

    London, Greater London, United Kingdom Ponderosa Management LLC Full time

    About the RoleWe are seeking a highly experienced and skilled professional to join our team as a Global Head of Risk Management and Compliance. This is a critical role that requires a deep understanding of risk management principles and practices, as well as excellent leadership and communication skills.Key ResponsibilitiesRisk Management: Develop and...

  • Global Head of Risk Management and Compliance

    3 weeks ago

    London, Greater London, United Kingdom Ponderosa Management LLC Full time

    About the RoleWe are seeking a highly experienced and skilled professional to join our team as a Global Head of Risk Management and Compliance. This is a critical role that requires a deep understanding of risk management principles and practices, as well as excellent leadership and communication skills.Key ResponsibilitiesRisk Management: Develop and...

  • Compliance Risk Manager

    2 weeks ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Compliance Manager Job DescriptionOur client, a leading international banking organization, is seeking a highly skilled Compliance Manager to join their London branch. The successful candidate will play a crucial role in ensuring the firm's compliance with regulatory requirements and maintaining a strong risk management framework.Key...

  • Compliance Risk Manager

    2 weeks ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Compliance Manager Job DescriptionOur client, a leading international banking organization, is seeking a highly skilled Compliance Manager to join their London branch. The successful candidate will play a crucial role in ensuring the firm's compliance with regulatory requirements and maintaining a strong risk management framework.Key...