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Head of Compliance and Risk Management

2 months ago

London, Greater London, United Kingdom Compliance Professionals Full time
Compliance and Risk Management Expert

We are seeking a highly skilled Compliance and Risk Management professional to join our team at Compliance Professionals.

Key Responsibilities:
  • Develop and maintain policies and procedures for Anti-Money Laundering (AML) and Counter-Terrorist Financing (CTF).
  • Conduct annual risk assessments to identify and mitigate potential risks.
  • Act as the primary point of contact with regulatory agencies, law enforcement, and investigatory bodies on AML matters.
  • Ensure compliance with AML staff training obligations and oversee the sanctions and transaction monitoring regime.
  • Develop and implement the Compliance Framework to ensure the organization operates within relevant regulatory and statutory requirements.
  • Advise on changes in rules and regulations and compliance standards.
  • Complete regulatory returns and ensure timely submission to relevant authorities.
  • Monitor and record compliance with legal and regulatory requirements.
  • Manage the Financial Crime and Compliance function and participate in the Executive Risk Committee.
Requirements:
  • Experience in compliance and holding SMF16 and SMF17 or substantial experience operating at a deputy level.
  • Ideal experience in a banking environment.
  • Strong understanding of relevant UK regulatory requirements.
  • Detailed understanding of financial services compliance.