Current jobs related to Compliance Risk Officer - Scotland - AJ FOX COMPLIANCE

  • Compliance Officer

    4 weeks ago

    Scotland, United Kingdom AJ FOX COMPLIANCE Full time

    Complaints AdvisorWe are seeking an experienced Complaints Advisor to join our team at AJ FOX COMPLIANCE. This is a hybrid role that will be based in either our Edinburgh or Glasgow office.In this role, you will be exposed to a broad range of compliance matters, including Data Protection, SRA, and FCA regulations. The successful candidate will have excellent...

  • Compliance Officer

    1 month ago

    Scotland, United Kingdom AJ FOX COMPLIANCE Full time

    Complaints AdvisorWe are seeking an experienced Complaints Advisor to join our team at AJ FOX COMPLIANCE. As a Complaints Advisor, you will play a critical role in ensuring our firm's compliance with regulatory obligations and policies.Key Responsibilities:Liaise with fee earners to investigate complaints and provide advice on complaints handling to ensure...

  • Compliance Officer

    1 month ago

    Scotland, United Kingdom AJ FOX COMPLIANCE Full time

    Complaints AdvisorWe are seeking an experienced Complaints Advisor to join our team at AJ FOX COMPLIANCE. As a Complaints Advisor, you will play a critical role in ensuring our firm's compliance with regulatory obligations and policies.Key Responsibilities:Liaise with fee earners to investigate complaints and provide advice on complaints handling to ensure...

  • AML & Compliance Risk Officer

    4 weeks ago

    Scotland, United Kingdom Johnston Carmichael Limited Full time

    About the RoleWe are seeking a highly skilled Governance, Risk and Compliance (GRC) Officer to join our team at Johnston Carmichael Limited. As a GRC Officer, you will play a critical role in assisting with the day-to-day management of our GRC framework.Key ResponsibilitiesProduction and collation of monthly GRC function reportingProduction and collation of...

  • Compliance Officer

    4 weeks ago

    Scotland, United Kingdom Nhs Scotland Full time

    Job Title: Compliance OfficerJob Summary:We are seeking a highly skilled Compliance Officer to join our team at Nhs Scotland. The successful candidate will be responsible for ensuring that our corporate objectives are achieved, with a specific focus on the provision of safe and compliant premises and equipment.Key Responsibilities:* Monitor and inspect...

  • Compliance Officer

    4 weeks ago

    Scotland, United Kingdom Nhs Scotland Full time

    Job Title: Compliance AnalystTechnical Compliance OfficerJob Summary:We are seeking a highly skilled and experienced Technical Compliance Officer to join our team at NHS Grampian. The successful candidate will be responsible for ensuring that our corporate objectives are achieved, with a specific focus on the provision of safe and compliant premises and...

  • Compliance Officer

    4 weeks ago

    Scotland, United Kingdom Nhs Scotland Full time

    Job Title: Compliance AnalystTechnical Compliance OfficerJob Summary:We are seeking a highly skilled Compliance Analyst to join our team at NHS Grampian. The successful candidate will be responsible for ensuring that our corporate objectives are achieved, with a specific focus on the provision of safe and compliant premises and equipment.Key...

  • Compliance Officer

    4 weeks ago

    Scotland, United Kingdom Nhs Scotland Full time

    Job Title: Compliance AnalystJob Summary:We are seeking a highly skilled Compliance Analyst to join our team at Nhs Scotland. The successful candidate will be responsible for ensuring the corporate objectives of our organization are achieved, with a specific focus on the provision of safe and compliant premises and equipment.Key Responsibilities:Assist in...

  • Compliance Officer

    4 weeks ago

    Scotland, United Kingdom Apache Corporation Full time

    Key ResponsibilitiesThe EH&S Compliance Officer will be a key member of Apache Corporation's EH&S team, reporting to the EH&S Manager at the Aberdeen office.Key AccountabilitiesEnsure compliance with relevant legislation, policies, and industry guidelines, working closely with Managers, Technical Authorities, and Business Process Owners.Provide expert...

  • Compliance Senior Manager

    3 weeks ago

    Scotland, United Kingdom Orchard Recruitment Ltd Full time

    Our leading Douglas-based CSP & Investment Management firm area are looking for a motivated Compliance Senior Manager / Head of Compliance to join the team. As Compliance Senior Manager / Head of Compliance you will be responsible for: Compliance Officer and MLRO/DMLROPrimary point of contact with the Isle of Man Financial Services AuthorityReview, advise...

  • Senior Compliance Monitoring Manager

    3 weeks ago

    Scotland, United Kingdom Orchard Recruitment Ltd Full time

    Our leading Douglas-based CSP & Investment Management firm area are looking for a motivated Compliance Senior Manager / Head of Compliance to join the team. As Compliance Senior Manager / Head of Compliance you will be responsible for: * Compliance Officer and MLRO/DMLRO * Primary point of contact with the Isle of Man Financial Services Authority *...

  • Compliance Specialist

    4 weeks ago

    Scotland, United Kingdom Apache Corporation Full time

    Job SummaryWe are seeking a highly skilled Compliance Officer to join our EH&S team at Apache Corporation's Aberdeen office. The successful candidate will be responsible for ensuring compliance with legislation, policies, and best practices.Key ResponsibilitiesCompliance and Risk Management: Ensure compliance with relevant legislation, policies, and best...

  • Compliance Specialist

    4 weeks ago

    Scotland, United Kingdom Apache Corporation Full time

    Job SummaryWe are seeking a highly skilled Compliance Officer to join our EH&S team at Apache Corporation's Aberdeen office. The successful candidate will be responsible for ensuring compliance with legislation, policies, and best practices.Key ResponsibilitiesCompliance and Risk Management: Ensure compliance with relevant legislation, policies, and best...

  • Compliance Officer

    4 weeks ago

    Scotland, United Kingdom Apache Corporation Full time

    Key ResponsibilitiesThe EH&S Compliance Officer for Apache Corporation will be a member of the EH&S team at the company's Aberdeen office, reporting to the EH&S Manager.Ensure compliance with legislation, policies, and best practices in conjunction with relevant managers, technical authorities, and business process owners.Provide general support and advice...

  • Compliance Manager

    4 weeks ago

    Scotland, United Kingdom Deerfoot IT Resources Limited Full time

    Senior Compliance Advisory ManagerWe are seeking a highly skilled Senior Compliance Advisory Manager to join our team at Deerfoot IT Resources Limited. As a key member of our compliance team, you will play a critical role in ensuring our business operations are in line with regulatory requirements.Key Responsibilities:Develop and maintain a robust compliance...

  • Compliance Manager

    4 weeks ago

    Scotland, United Kingdom Deerfoot IT Resources Limited Full time

    Senior Compliance Advisory ManagerWe are seeking a highly skilled Senior Compliance Advisory Manager to join our team at Deerfoot IT Resources Limited. As a key member of our compliance team, you will play a critical role in ensuring our business operations are in line with regulatory requirements.Key Responsibilities:Develop and maintain a robust compliance...

  • Compliance Specialist

    4 weeks ago

    Scotland, United Kingdom Apache Corporation Full time

    Job SummaryWe are seeking a highly skilled EH&S Compliance Officer to join our team at Apache Corporation. The successful candidate will be responsible for ensuring compliance with legislation, policies, and best practices in the EH&S field.Key ResponsibilitiesCompliance and Risk Management: Ensure compliance with relevant legislation, policies, and best...

  • Compliance Specialist

    4 weeks ago

    Scotland, United Kingdom Apache Corporation Full time

    Job SummaryWe are seeking a highly skilled EH&S Compliance Officer to join our team at Apache Corporation. The successful candidate will be responsible for ensuring compliance with legislation, policies, and best practices in the EH&S field.Key ResponsibilitiesCompliance and Risk Management: Ensure compliance with relevant legislation, policies, and best...

  • Regional Fleet Compliance Officer

    5 months ago

    Scotland, United Kingdom Balfour Beatty Full time

    **About the role** Balfour Beatty are currently looking for a **Regional Fleet Compliance Officer **to join our Asset & Technology Solutions team. **This position is a regional based role covering: Scotland & North of England.** Within this role you'll support commercial vehicle fleet operations within the geographical area ensuring all road fleet...

  • Complaints Resolution Specialist

    4 weeks ago

    Scotland, United Kingdom AJ FOX COMPLIANCE Full time

    Complaints Advisor RoleWe are seeking a skilled Complaints Advisor to join our team at AJ FOX COMPLIANCE. As a Complaints Advisor, you will play a crucial role in ensuring our firm's compliance with regulatory requirements and policies.Key Responsibilities:Liaise with fee earners to investigate complaints and provide advice on complaints handling to ensure...

Compliance Risk Officer

2 months ago

Scotland, United Kingdom AJ FOX COMPLIANCE Full time
Compliance Administrator Role

We are seeking a highly skilled Compliance Administrator to support our senior compliance professionals in maintaining compliance with regulatory requirements and internal policies.

Key Responsibilities:

  • Develop and maintain the firm's Risk Management Framework
  • Conduct risk assessments, record findings, and escalate where necessary
  • Monitor compliance and highlight areas of concern
  • Educate employees on compliance regulations and internal policies
  • Support managers in policy reviews
  • Stay informed on updated relevant regulatory and legislative requirements
  • Assist the MLRO in managing the firm's exposure to financial crime risks
  • Carry out AML file reviews

Requirements:

  • Strong analytical and problem-solving skills
  • Excellent interpersonal and communication skills
  • Ability to work in a fast-paced environment
  • Knowledge of regulatory requirements and compliance policies

What We Offer:

A dynamic and supportive work environment, opportunities for professional growth and development, and a competitive salary and benefits package.