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Compliance Risk Manager

2 months ago

Bracknell, Bracknell Forest, United Kingdom Signet Recruitment and Retention Full time
Compliance Risk Manager

Signet Recruitment and Retention is seeking an experienced Compliance Risk Manager to join our team in Bracknell. As a key member of our Compliance Team, you will play a crucial role in ensuring our ongoing compliance with regulatory frameworks.

Key Responsibilities:
  • Support the Compliance Manager in ensuring that our company meets its legal and regulatory obligations.
  • Provide expert regulatory advice and guidance to the business on compliance topics, including Consumer Duty, credit broking requirements, and Data Protection.
  • Undertake monitoring and testing activities to assess the effectiveness of regulatory and conduct risk control processes.
  • Produce written reports of monitoring outcomes and review findings.
  • Review and support the business to log breaches and incidents, ensuring accurate records are maintained.
  • Conduct root cause analysis on complaints, breaches, and incidents data to identify themes and emerging risks.
  • Assist with the collation of risk and compliance Management Information for reporting to senior management and the Board.
Requirements:
  • Detailed technical knowledge of FCA Handbooks, legislative frameworks, and industry best practice standards.
  • Previous experience working within a compliance and/or risk department of a FCA regulated company.
  • Ability to analyse and translate regulations into policies, processes, and procedures.

Benefits: £400 day rate, 50/50 hybrid working, 35 hour week, and 1pm finish on Fridays.