Current jobs related to Regulatory Compliance Leader - London, Greater London - Barclay Simpson

  • Head of Regulatory Compliance

    1 month ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Job Title: Head of Asset ComplianceWe are seeking a highly experienced and skilled Head of Asset Compliance to join our team at Compliance Professionals. As a key member of our organization, you will be responsible for ensuring that our company operates in compliance with all relevant regulatory requirements.Key Responsibilities:Regulatory Compliance:...

  • Head of Regulatory Compliance

    1 month ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Job Title: Head of Asset ComplianceWe are seeking a highly experienced and skilled Head of Asset Compliance to join our team at Compliance Professionals. As a key member of our organization, you will be responsible for ensuring that our company operates in compliance with all relevant regulatory requirements.Key Responsibilities:Regulatory Compliance:...

  • Head of Regulatory Compliance

    1 month ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Job Title: Head of Asset ComplianceWe are seeking a highly experienced and skilled Head of Asset Compliance to join our team at Compliance Professionals. As a key member of our organization, you will be responsible for ensuring that our company operates in compliance with all relevant regulatory requirements.Key Responsibilities:Develop and implement...

  • Head of Regulatory Compliance

    1 month ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Job Title: Head of Asset ComplianceWe are seeking a highly experienced and skilled Head of Asset Compliance to join our team at Compliance Professionals. As a key member of our organization, you will be responsible for ensuring that our company operates in compliance with all relevant regulatory requirements.Key Responsibilities:Develop and implement...

  • Head of Regulatory Compliance

    3 weeks ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Job Title: Head of Asset ComplianceOur client is a leading online multi-asset brokerage firm, specializing in FX/CFD products. This role will report directly to the Global Head of Risk and Compliance.Key Responsibilities:Establish and Maintain Compliance Frameworks: Develop and implement appropriate policies, procedures, systems, and controls in relation to...

  • Head of Regulatory Compliance

    3 weeks ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Job Title: Head of Asset ComplianceOur client is a leading online multi-asset brokerage firm, specializing in FX/CFD products. This role will report directly to the Global Head of Risk and Compliance.Key Responsibilities:Establish and Maintain Compliance Frameworks: Develop and implement appropriate policies, procedures, systems, and controls in relation to...

  • Regulatory Compliance Manager

    1 week ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Compliance Monitoring Manager RoleWe are seeking a highly skilled Compliance Monitoring Manager to join our team at Compliance Professionals. The successful candidate will be responsible for driving compliance oversight through testing and monitoring programs, identifying areas for enhancements of systems and controls, and executing all testing and...

  • Regulatory Compliance Officer

    1 week ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Compliance Professionals is seeking a highly skilled Regulatory Compliance Officer to join our team. As a key member of our compliance team, you will be responsible for ensuring that our firm remains in compliance with all relevant regulatory requirements.Key Responsibilities:Develop and implement effective compliance monitoring and surveillance programs to...

  • Senior Regulatory Compliance Expert

    4 weeks ago

    London, Greater London, United Kingdom AJ FOX COMPLIANCE Full time

    Senior Regulatory AdvisorWe are seeking an experienced Senior Regulatory Advisor to join our expert team at AJ FOX COMPLIANCE in London.This is an exciting opportunity for professionals with a strong background in regulatory compliance, AML and financial crime risk management.We're looking for someone with at least three years of experience in financial...

  • Senior Regulatory Compliance Expert

    4 weeks ago

    London, Greater London, United Kingdom AJ FOX COMPLIANCE Full time

    Senior Regulatory AdvisorWe are seeking an experienced Senior Regulatory Advisor to join our expert team at AJ FOX COMPLIANCE in London.This is an exciting opportunity for professionals with a strong background in regulatory compliance, AML and financial crime risk management.We're looking for someone with at least three years of experience in financial...

  • Aircraft Regulatory Compliance Specialist

    1 month ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Compliance Monitoring ManagerOur client, a leading electronic brokerage firm based in the City, is seeking a highly skilled Compliance Monitoring Manager to join their team in London.Key Responsibilities:Develop and implement a comprehensive compliance monitoring program to ensure adherence to regulatory requirements.Identify areas for improvement in systems...

  • Aircraft Regulatory Compliance Specialist

    1 month ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Compliance Monitoring ManagerOur client, a leading electronic brokerage firm based in the City, is seeking a highly skilled Compliance Monitoring Manager to join their team in London.Key Responsibilities:Develop and implement a comprehensive compliance monitoring program to ensure adherence to regulatory requirements.Identify areas for improvement in systems...

  • Compliance Officer

    6 hours ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Compliance Monitoring and Regulatory ComplianceWe are seeking an experienced Compliance Officer to join our team at Compliance Professionals. The ideal candidate will have a strong background in regulatory compliance and experience in managing a small team.Key Responsibilities:Monitor and review all relevant statutory and regulatory provisions, including...

  • Compliance Manager

    2 months ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    About the Role:Compliance Professionals is seeking a highly skilled Compliance Manager to join our team. As a Compliance Manager, you will play a critical role in ensuring that our organization operates in compliance with all relevant laws, regulations, and industry standards.Key Responsibilities:Develop and implement effective compliance policies and...

  • Compliance Manager

    2 months ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    About the Role:Compliance Professionals is seeking a highly skilled Compliance Manager to join our team. As a Compliance Manager, you will play a critical role in ensuring that our organization operates in compliance with all relevant laws, regulations, and industry standards.Key Responsibilities:Develop and implement effective compliance policies and...

  • Regulatory Compliance Lawyer

    2 weeks ago

    London, Greater London, United Kingdom AJ FOX COMPLIANCE Full time

    Regulatory Compliance Lawyer OpportunityWe are working with a boutique city law firm to assist them in hiring a Regulatory Compliance Lawyer. This role is a fantastic opportunity for a qualified lawyer with regulatory compliance experience or data protection/data privacy experience.Key Responsibilities:Draft, monitor, and advise on compliance policies and...

  • Regulatory Compliance Lawyer

    2 weeks ago

    London, Greater London, United Kingdom AJ FOX COMPLIANCE Full time

    Regulatory Compliance OpportunityWe are working with a boutique city law firm to find a talented Regulatory Compliance Lawyer to join their team. This role offers a unique chance to broaden your skill set and work alongside a small team of experts in regulatory risk and compliance.Key Responsibilities:Draft, monitor, and advise on compliance policies and...

  • Regulatory Compliance Lawyer

    2 weeks ago

    London, Greater London, United Kingdom AJ FOX COMPLIANCE Full time

    Regulatory Compliance OpportunityWe are working with a boutique city law firm to find a talented Regulatory Compliance Lawyer to join their team. This role offers a unique chance to broaden your skill set and work alongside a small team of experts in regulatory risk and compliance.Key Responsibilities:Draft, monitor, and advise on compliance policies and...

  • Compliance Officer

    2 days ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Compliance Officer Role:Compliance Professionals is seeking a highly skilled Compliance Officer to join our team. As a key member of our compliance department, you will be responsible for assisting with the management of our compliance monitoring program and ensuring adherence to all applicable regulatory obligations.Responsibilities:Consideration of all...

  • Regulatory Affairs Specialist

    1 week ago

    London, Greater London, United Kingdom VRS Regulatory Full time

    Regulatory Affairs Specialist - Chemical Compliance ExpertWe are seeking a highly skilled Regulatory Affairs Specialist to join our team at VRS Regulatory. As a key member of our regulatory affairs team, you will be responsible for providing expert advice on chemical regulatory compliance and ensuring that our clients' products meet the necessary regulatory...

Regulatory Compliance Leader

2 months ago

London, Greater London, United Kingdom Barclay Simpson Full time

Barclay Simpson is a prominent name in the Global Regulatory Consulting sector. In response to a surge in client requirements and a robust project pipeline, we are looking to expand our team with additional professionals from either consultancy backgrounds or regulatory bodies to enhance our Financial Services division.

The ideal candidate will possess extensive experience in managing projects at client locations (as well as remotely) and will have a comprehensive understanding of Retail Financial Services, including areas such as Consumer Duty, Consumer Credit, Lending, Mortgages, and Payments.

Primary Responsibilities:

  1. Offering guidance on PRA and FCA permissions and authorizations
  2. Conducting regulatory due diligence assessments
  3. Providing support on conduct and governance matters
  4. Assisting in the development of robust compliance frameworks
  5. Performing compliance assurance evaluations
  6. Advising on regulatory submissions
  7. Supporting clients in product innovation and new regulated activities
  8. Facilitating regulatory training sessions
  9. Assisting clients who may be under regulatory oversight

This position is well-suited for a seasoned consultant looking to advance their career within a dynamic and collaborative team environment.