Risk and Compliance Manager

4 weeks ago

Taunton, Somerset, United Kingdom Ecclesiastical Insurance Group Full time
About the Role

We are seeking an experienced Risk and Compliance Manager to join our team at Ecclesiastical Insurance Group. As a key member of our Risk and Compliance team, you will be responsible for delivering the Annual Risk and Compliance Monitoring Programme, ensuring effective leadership and consultation.

The successful candidate will have a proven track record in the UK Insurance Industry, with experience in a similar Risk and Compliance based role. You will be a recognized industry and/or professional Level 3 Qualification holder, with a commitment to work towards the ICO Advanced Certificate in Compliance.

You will be a consultative approach to business relationship management, proactively sharing best practices with others. Your knowledge of FCA reporting via the online Connect and RegData system, as well as the ICO, FSCS, and other relevant regulatory or legislative requirements, will be essential in this role.

Key Responsibilities
  • Achieve individual objectives and key performance indicators as set and agreed
  • Ensure compliance KPIs and objectives are met, ensuring a culture of 'Treating Customers Fairly' and putting the client first, with consistent delivery of the right customer outcomes
  • Promote, develop, and enable our values and culture within the team and across the business
  • Oversee compliance 'sign-offs' as required, e.g. changes to the online and offline client journey, financial promotions, letters, etc.
  • Oversee regulatory breaches, complaints, data protection, financial crime, and all other relevant regulatory and legislative requirements
  • Preparation and completion of FCA regulatory returns accurately and on a timely basis, e.g. Gabriel Return, Value Measures reporting, etc.
  • Deliver the Training and Competence Plan, ensuring supervision and monitoring is completed to a high standard and within required timescales
  • Periodically conduct audits and reviews to ensure implementation of compliance standards and investigate root causes of any issues identified
  • Preparation, completion, and delivery of the Monthly Risk Assessments for each business
  • Deliver the Risk and Compliance Monitoring Plan on a timely basis, ensuring high-quality reviews are completed in accordance with company standards
  • Understand and develop own knowledge of regulatory and legislative obligations (including FCA and Data Protection) ensuring the business operates within the required standards
  • Deliver added-value recommendations to assist the business in continuously improving the regulatory control environment
  • Support our people by providing induction training on Risk and Compliance and Regulation
  • Evaluate and review efficiencies in all compliance processes to ensure record keeping and monitoring is consistent throughout the business
  • Work with and support other leaders and colleagues to share best practice and achieve common objectives
What We Offer
  • 28 days annual leave plus bank holidays
  • Your birthday off
  • Group Personal Pension
  • Bonus scheme
  • A holiday buy scheme
  • An array of health and wellbeing benefits, company cash plan, income protection, and life assurance
  • Enhanced sick pay and parental leave
  • Support and funding toward study and professional qualifications
  • Paid time off for volunteering
About Us

We are a unique financial services organization, owned by a registered charity, Benefact Trust. We are a financially secure, professional, and award-winning organization. We pride ourselves in donating a significant proportion of our profits to good causes. To find out more about us and our fantastic achievements, please visit https://benefactgroup.com/

Committed to Making a Difference

We think that people are looking for something worthwhile in a company beyond the workplace. Our employees are encouraged to take at least half a day a year to help a charity of their choice, offering practical and professional support, as part of our MyGiving programme.

Our people know how to work hard but also how to enjoy themselves. We pride ourselves on creating an appropriate work-life balance, valuing wellbeing, flexibility, and being part of a team.

At Benefact Group, we are committed to creating an inclusive culture and building an environment where each and every one of us feels valued and respected. We are a community made up of people with a range of different backgrounds, abilities, perspectives, beliefs, and interests, and we value the strength this brings to us as a Group. We welcome applications from everyone.

If you need any additional support during the recruitment process, then please let us know.

  • Risk and Compliance Manager

    2 weeks ago

    Taunton, Somerset, United Kingdom Reed Full time

    Job Title: Group Risk & Compliance ManagerWe are seeking a highly skilled and experienced Group Risk & Compliance Manager to lead and manage our compliance team effectively. This pivotal role involves delivering the Annual Compliance Monitoring Programme and enhancing compliance awareness across the company to support our business strategy.Key...

  • Risk and Compliance Manager

    2 weeks ago

    Taunton, Somerset, United Kingdom Reed Full time

    Job Title: Group Risk & Compliance ManagerWe are seeking a highly skilled and experienced Group Risk & Compliance Manager to lead and manage our compliance team effectively. The successful candidate will be responsible for delivering the Annual Compliance Monitoring Programme and enhancing compliance awareness across the company to support our business...

  • Risk and Compliance Manager

    2 weeks ago

    Taunton, Somerset, United Kingdom Reed Full time

    Job Title: Group Risk & Compliance ManagerWe are seeking a highly skilled and experienced Group Risk & Compliance Manager to lead and manage our compliance team effectively. The successful candidate will be responsible for delivering the Annual Compliance Monitoring Programme and enhancing compliance awareness across the company to support our business...

  • Compliance and Risk Manager

    3 weeks ago

    Taunton, Somerset, United Kingdom Michael Page (UK) Full time

    About Our ClientMichael Page (UK) is a leading recruitment agency with a strong presence in the South West region. Our client is a reputable firm of chartered accountants with multiple offices across the region, employing over 200 staff and boasting an excellent reputation for providing accounting, tax, and advisory services to a diverse range of clients.Job...

  • Compliance and Risk Manager

    3 weeks ago

    Taunton, Somerset, United Kingdom Michael Page (UK) Full time

    About Our ClientMichael Page (UK) is a leading recruitment agency with a strong presence in the South West region. Our client is a reputable firm of chartered accountants with multiple offices across the region, employing over 200 staff and boasting an excellent reputation for providing accounting, tax, and advisory services to a diverse range of clients.Job...

  • Risk and Compliance Specialist

    1 week ago

    Taunton, Somerset, United Kingdom Reed Full time

    We are seeking a Group Risk & Compliance Manager to lead and manage our compliance team effectively. Reporting to the Head of Risk & Compliance, this pivotal role involves delivering the Annual Compliance Monitoring Programme and enhancing compliance awareness across the company to support our business strategy.Key Responsibilities:Achieve individual...

  • Risk and Compliance Specialist

    2 weeks ago

    Taunton, Somerset, United Kingdom Reed Full time

    Job SummaryWe are seeking a highly skilled Group Risk & Compliance Manager to lead and manage our compliance team effectively. Reporting to the Head of Risk & Compliance, this pivotal role involves delivering the Annual Compliance Monitoring Programme and enhancing compliance awareness across the company to support our business strategy.Key...

  • Compliance and Risk Manager

    3 weeks ago

    Taunton, Somerset, United Kingdom Michael Page (UK) Full time

    About Our ClientMichael Page (UK) is a leading recruitment agency with a strong presence in the South West region. Our client is a reputable firm of chartered accountants with multiple offices across the region, employing over 200 staff and offering a wide range of accounting, tax, and advisory services to clients.Job DescriptionWe are seeking an experienced...

  • Compliance and Risk Manager

    3 weeks ago

    Taunton, Somerset, United Kingdom Michael Page (UK) Full time

    About Our ClientMichael Page (UK) is a leading recruitment agency with a strong presence in the South West region. Our client is a reputable firm of chartered accountants with multiple offices across the region, employing over 200 staff and offering a wide range of accounting, tax, and advisory services to clients.Job DescriptionWe are seeking an experienced...

  • Compliance and Risk Manager

    1 month ago

    Taunton, Somerset, United Kingdom Michael Page (UK) Full time

    About Our ClientMichael Page (UK) is a leading provider of accounting, tax, and advisory services to a wide range of clients across the South West region. With a strong reputation and standing, the firm offers excellent benefits, hybrid working, flexible hours, and a great office culture.Job DescriptionWe are seeking a highly skilled and experienced...

  • Compliance and Risk Manager

    1 month ago

    Taunton, Somerset, United Kingdom Michael Page (UK) Full time

    About Our ClientMichael Page (UK) is a leading provider of accounting, tax, and advisory services to a wide range of clients across the South West region. With a strong reputation and standing, the firm offers excellent benefits, hybrid working, flexible hours, and a great office culture.Job DescriptionWe are seeking a highly skilled and experienced...

  • Compliance and Risk Manager

    1 month ago

    Taunton, Somerset, United Kingdom Michael Page (UK) Full time

    About Our ClientMichael Page (UK) is a leading provider of accounting, tax, and advisory services to a wide range of clients across the South West region. With a strong reputation and standing, the firm offers excellent benefits, hybrid working, flexible hours, and a great office culture.Job DescriptionWe are seeking a highly skilled and experienced...

  • Compliance and Risk Manager

    1 month ago

    Taunton, Somerset, United Kingdom Michael Page (UK) Full time

    About Our ClientMichael Page (UK) is a leading provider of accounting, tax, and advisory services to a wide range of clients across the South West region. With a strong reputation and standing, the firm offers excellent benefits, hybrid working, flexible hours, and a great office culture.Job DescriptionWe are seeking a highly skilled and experienced...

  • Risk and Compliance Manager

    1 month ago

    Taunton, Somerset, United Kingdom Ecclesiastical Insurance Group Full time

    About the RoleWe are seeking an experienced Risk and Compliance Manager to join our team at Ecclesiastical Insurance Group. As a key member of our Risk and Compliance team, you will play a crucial role in ensuring the effective management of risk and compliance across the organization.Key Responsibilities:Deliver the Annual Risk and Compliance Monitoring...

  • Risk and Compliance Manager

    1 month ago

    Taunton, Somerset, United Kingdom Ecclesiastical Insurance Group Full time

    About the RoleWe are seeking an experienced Risk and Compliance Manager to join our team at Ecclesiastical Insurance Group. As a key member of our Risk and Compliance team, you will play a crucial role in ensuring the effective management of risk and compliance across the organization.Key Responsibilities:Deliver the Annual Risk and Compliance Monitoring...

  • Risk and Compliance Manager

    3 weeks ago

    Taunton, Somerset, United Kingdom Ecclesiastical Insurance Group Full time

    About the RoleWe are seeking an experienced Risk and Compliance Manager to join our team at Ecclesiastical Insurance Group. As a key member of our Risk and Compliance team, you will play a crucial role in ensuring the effective management of risk and compliance across the organization.Key Responsibilities:Deliver the Annual Risk and Compliance Monitoring...

  • Risk and Compliance Manager

    3 weeks ago

    Taunton, Somerset, United Kingdom Ecclesiastical Insurance Group Full time

    About the RoleWe are seeking an experienced Risk and Compliance Manager to join our team at Ecclesiastical Insurance Group. As a key member of our Risk and Compliance team, you will play a crucial role in ensuring the effective management of risk and compliance across the organization.Key Responsibilities:Deliver the Annual Risk and Compliance Monitoring...

  • Risk & Compliance Manager - UK Insurance

    2 months ago

    Taunton, Somerset, United Kingdom Ecclesiastical Insurance Group Full time

    About the RoleWe are seeking an experienced Compliance Risk Manager to join our team at Ecclesiastical Insurance Group. As a key member of our Risk & Compliance team, you will be responsible for delivering the Annual Risk & Compliance Monitoring Programme, ensuring effective leadership and consultation.The ideal candidate will have a proven track record in...

  • Risk & Compliance Manager - UK Insurance

    2 months ago

    Taunton, Somerset, United Kingdom Ecclesiastical Insurance Group Full time

    About the RoleWe are seeking an experienced Compliance Risk Manager to join our team at Ecclesiastical Insurance Group. As a key member of our Risk & Compliance team, you will be responsible for delivering the Annual Risk & Compliance Monitoring Programme, ensuring effective leadership and consultation.The ideal candidate will have a proven track record in...

  • Compliance and Risk Management Professional

    6 days ago

    Taunton, Somerset, United Kingdom Michael Page (UK) Full time

    About Our ClientMichael Page (UK) is a leading provider of accounting, tax, and advisory services to a wide range of clients. With a strong reputation and presence in the South West region, the firm offers excellent benefits, hybrid working, flexible hours, and a positive office culture.Job DescriptionWe are seeking a highly experienced professional to join...