Financial Planning Associate

4 weeks ago


Nottingham, Nottingham, United Kingdom TEMPLEGATE RECRUITMENT LIMITED Full time

TEMPLEGATE RECRUITMENT LIMITED
Specialists in Financial Services Recruitment

Position:
Financial Planning Associate

Location:
Nottingham

Benefits:
Pension scheme 5% & 3%

25 days of annual leave + Bank Holidays + birthday leave if it falls on a weekday

Death in Service benefit x 4

Private Health Insurance available after 12 months

Examinations funded for further qualifications

Company-sponsored events

Salary:
£30,000 - £40,000 based on experience and qualifications

About the Role:
We are looking for a meticulous and committed Financial Planning Associate to assist our Advisory Team.

The ideal candidate will be instrumental in the preparation of new business submissions and case replacements, ensuring that documentation is completed to a high standard and meets compliance checks.

This position demands exceptional accuracy, a keen eye for detail, and a solid understanding of financial products to efficiently draft suitability letters.

The ability to work autonomously as well as collaboratively with a team is crucial, alongside working closely with Advisers to ensure that all documentation is completed in a compliant manner.


Key Responsibilities:
Conduct thorough analysis of client needs, develop cash flow projections, and accurately document client information.

Research and evaluate financial products to align with client goals and objectives.

Create comprehensive financial planning strategies (including investment, retirement, tax, and estate planning) supported by the development of computer models and reports.


Draft suitability letters and reports (in collaboration with administrators), taking full ownership of client files and back-office IT records throughout the advisory process.


Prepare client review meetings, update cash flow models, conduct investment performance assessments, and generate supporting reports, discussion documents, and computer models.

Ensure that client meeting notes are recorded in the CRM system as necessary.

Serve as a point of contact for clients and address routine inquiries.


Collaborate with other team members to ensure that application and provider forms are completed as required and that clients are kept informed throughout the process.

Stay informed about template updates and advisory notes.


Ensure that all business conducted is responsible and compliant, adhering to all relevant regulations, both internally and externally.

Engage in continuous professional development to meet regulatory standards and personal growth objectives.

Qualifications Required:
Prior experience in paraplanning within an Independent Financial Advisory or Wealth Management setting.

Familiarity with major research platforms (e.g., Analytics, Voyant, etc.).

Experience in the Pension Transfer sector. Knowledge of the Final Salary Pension Transfer market is advantageous but not mandatory.

Experience in managing IHT and/or Investment products.

Current knowledge of relevant regulations and legislation.

Apply today to explore this opportunity.

If suitable, one of our specialist consultants will reach out to discuss the role in detail before submitting your CV to the client.

During this conversation, we will aim to identify your specific skills and motivations, and where applicable, recommend other relevant opportunities that align with your requirements.

TPBN1_UKTJ

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