Compliance Control Room Manager
16 hours ago
**Job Summary**
Barclay Simpson is seeking a highly skilled Compliance Control Room Manager to join our team. As a key member of our compliance team, you will be responsible for managing the Control Room function on a day-to-day basis.
**Key Responsibilities**
- Manage and maintain all policies and procedures for the control room.
- Process and prepare daily control room reports, including the Restricted List, Credit Research List, PA Dealing Stop & Watch List, Short Selling Reports, Takeover Panel Reports, and Watch List/Restricted List Monitoring.
- Process PAD requests, Gift & Entertainment requests, and Outside Business Interests submissions.
- Provide management of the Central Compliance and Control Room function on a day-to-day basis, including workflow and ensuring the submission of all reports as required.
- Collaborate with the central compliance function to ensure compliance with regulatory requirements.
**Requirements**
- 5 years of experience in a control room role, preferably in a compliance team at an investment bank.
- Strong understanding of regulatory compliance in capital markets and sales and trading.
- Knowledge of MIFID, MAR, and EMIR regulations.
- Excellent communication and leadership skills.
**What We Offer**
- Hybrid working arrangement, with 2 days in the office and 3 days at home.
- Competitive salary range of £80,000 - £100,000.
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