Regulatory Reporting Process Lead

6 days ago


London, Greater London, United Kingdom Close Brothers Group Full time
About the Role

We are seeking a highly skilled Regulatory Change Control Manager to join our team at Close Brothers Group. As a key member of our Regulatory Team, you will play a critical role in understanding and implementing required Basel 3.1/Remediation changes to calculations, reporting, and documentation.

Key Responsibilities
  • Basel 3.1 Implementation
    • Collaborate with the Head of Regulatory Policy to understand and document the impact of forthcoming Basel 3.1 rules.
    • Develop business requirement documents for required changes to current processes.
    • Design and implement processes as required, ensuring they meet the requirements of the end-user computing (EUC) standard.
    • Update procedure documentation and assist with documentation of new interpretation and assumptions.
    • Communicate with business finance teams and IT teams to source additional data requirements.
    • Write basis of preparation documents for new or updated returns.
  • Process and Control Enhancements
    • Identify areas for change by reviewing processes with the reporting team and compile a list of enhancements for prioritization and implementation.
    • Work with the Finance Assurance team to understand necessary control enhancements and remediate as required across the business finance teams and regulatory reporting team.
    • Ensure processes are well-documented and meet the requirements of the end-user computing (EUC) standard.
    • Engage with the business finance teams to ensure assumptions and adjustments used for producing data used in regulatory reporting are well-understood, documented centrally, and subject to appropriate governance.
Requirements
  • Prudential regulatory reporting experience and detailed knowledge of prudential regulations.
  • Advanced Excel, Word, and PowerPoint skills.
  • Alteryx experience desirable.
  • Well-organized self-starter.
  • Good written and oral communication skills.
  • Collaboration experience in a team-oriented workplace preferred.
  • Accounting qualification with significant post-qualified experience.
Desirable Qualifications
  • Educated to degree level or equivalent.
  • Alteryx experience.
About Us

Close Brothers Group is a leading UK merchant banking group providing lending, deposit-taking, wealth management services, and securities trading. We support employees to balance their work-life priorities and offer a mixture of hybrid working arrangements.



  • London, Greater London, United Kingdom Eames Consulting Full time

    Job SummaryEames Consulting is seeking a highly skilled Liquidity Regulatory Reporting Manager to join our team in London. This is an exciting opportunity for a seasoned professional to take on a leadership role and contribute to the success of our organization.Key ResponsibilitiesRegulatory Reporting Oversight: Ensure the production of prudential and...


  • London, Greater London, United Kingdom Attribution Search Full time

    About the Role:Attribution Search is partnering with a leading Investment Manager to expand their Regulatory reporting team. This esteemed business has experienced remarkable growth over the past five years, solidifying its position as one of the fastest-growing Asset Managers in the Fixed Income space.Key Responsibilities:Lead the daily and periodic...


  • London, Greater London, United Kingdom Attribution Search Full time

    About the Role:Attribution Search is partnering with a leading Investment Manager to expand their Regulatory reporting team. This esteemed business has experienced remarkable growth over the past five years, solidifying its position as one of the fastest-growing Asset Managers in the Fixed Income space.Key Responsibilities:Lead the daily and periodic...


  • London, Greater London, United Kingdom Attribution Search Full time

    Job OpportunityAttribution Search is partnering with a leading Investment Manager to expand their Regulatory reporting team. This esteemed Asset Manager has experienced remarkable growth over the past five years, solidifying its position as one of the fastest-growing Fixed Income players in the market.Key Responsibilities:Oversee the Regulatory reporting...


  • London, Greater London, United Kingdom Attribution Search Full time

    Job OpportunityAttribution Search is partnering with a leading Investment Manager to expand their Regulatory reporting team. This esteemed Asset Manager has experienced remarkable growth over the past five years, solidifying its position as one of the fastest-growing Fixed Income players in the market.Key Responsibilities:Oversee the Regulatory reporting...


  • London, Greater London, United Kingdom Hunter Bond Full time

    Job Title: Regulatory Reporting SupervisorAbout the Role:Hunter Bond is seeking a highly motivated and experienced Regulatory Reporting Supervisor to lead the implementation of regulatory change projects and initiatives for the organisation across Europe and Asia.Key Responsibilities:Work with global stakeholders to deliver change to meet new regulatory...


  • London, Greater London, United Kingdom Hunter Bond Full time

    Job Title: Regulatory Reporting SupervisorAbout the Role:Hunter Bond is seeking a highly motivated and experienced Regulatory Reporting Supervisor to lead the implementation of regulatory change projects and initiatives for the organisation across Europe and Asia.Key Responsibilities:Work with global stakeholders to deliver change to meet new regulatory...


  • London, Greater London, United Kingdom Regent College London Full time

    Job DescriptionJob Title: Statutory Data Returns ManagerSchool/Function: RegistryLocation: HybridResponsible to: Chief Registry OfficerResponsible for: Data Returns OfficerJob Summary:We are seeking an experienced Statutory Data Returns Manager to join the highly regarded Registry team at Regent College London. This role will play a key function in the...


  • London, Greater London, United Kingdom M&G CWS Full time

    AMS is recognized as a premier provider of Talent Acquisition and Management Services. Our Contingent Workforce Solutions (CWS) collaborate with M&G to facilitate contingent recruitment processes.On behalf of M&G, AMS is seeking a Solvency II Reporting Manager for a contract role. This position supports a hybrid working model.M&G aims to establish itself as...


  • London, Greater London, United Kingdom MetroBank Full time

    Position Title: Lead Regulatory Reporting Manager Department: Finance Location: Holborn Office Reference Number: 21876 Closing Date: Not specified At Metro Bank, we pride ourselves on being recognized as a "Most Loved Workplace." Our culture is centered around valuing our employees, ensuring that everyone feels appreciated, respected, and included. We are...


  • London, Greater London, United Kingdom Jefferies Full time

    This job is brought to you by Jobs/Redefined, the UK's leading over-50s age inclusive jobs board.Position OverviewThe Director of Compliance Reporting at Jefferies International in London is tasked with the oversight and management of all compliance reporting operations. This senior position necessitates a comprehensive understanding of regulatory...


  • London, Greater London, United Kingdom Hunter Bond Full time

    At Hunter Bond, we are seeking a highly motivated and talented individual to lead the implementation of regulatory change projects and initiatives for our organisation across Europe and Asia.You will work with global stakeholders to deliver change to meet new regulatory requirements and address the regulatory aspects of new business initiatives.The role will...


  • London, Greater London, United Kingdom M&G CWS Full time

    AMS is recognized as a premier provider of Talent Acquisition and Management Services. Our Contingent Workforce Solutions (CWS) collaborate with M&G to facilitate contingent recruitment processes.On behalf of M&G, AMS is seeking a Solvency II Reporting Manager for a contract position. This role offers a hybrid working model.M&G aims to be the most cherished...


  • London, Greater London, United Kingdom Paritas Recruitment Full time

    Job Description**Business Analyst - Capital Requirement Specialist (Contract Role)****About the Role:**We are working with a leading financial institution on an exciting Capital Project Risk Management initiative. As a highly skilled Business Analyst - Capital Requirement Specialist, you will be a key player in regulatory reporting activities, with a focus...


  • London, Greater London, United Kingdom Liberty Specialty Markets Full time

    Overview of the Position: The Senior Regulatory Reporting Accountant at Liberty Specialty Markets plays a crucial role in ensuring that financial reporting for legal entities and branches is executed with precision and within established timelines. This position emphasizes the enhancement and refinement of underlying processes and controls, aligning with...


  • London, Greater London, United Kingdom Harrington Starr Full time

    Job Summary:Harrington Starr is seeking a highly skilled Regulatory Reporting Analyst to join their team on a FTC basis for 12 months. As a key member of the Regulatory Reporting team, you will be responsible for working on critical initiatives and contributing to the development of regulatory reporting processes.Key Responsibilities:Develop and maintain a...


  • London, Greater London, United Kingdom Harrington Starr Full time

    Job Summary:Harrington Starr is seeking a highly skilled Regulatory Reporting Analyst to join their team on a FTC basis for 12 months. As a key member of the Regulatory Reporting team, you will be responsible for working on critical initiatives and contributing to the development of regulatory reporting processes.Key Responsibilities:Develop and maintain a...


  • London, Greater London, United Kingdom Jefferies Full time

    Job Description The Head of Regulatory Reporting, VP at Jefferies International in London will be responsible for overseeing and managing all regulatory reporting functions. This senior role requires a deep understanding of regulatory requirements, strong analytical skills, and the ability to lead a team to ensure compliance with all applicable regulations....


  • London, Greater London, United Kingdom Harrington Starr Full time

    Job Title: Regulatory Reporting AnalystAbout the Role:Harrington Starr is seeking a highly skilled Regulatory Reporting Analyst to join their team on a FTC basis for 12 months. As a key member of the Regulatory Reporting team, you will be responsible for working on critical initiatives and contributing to the development of regulatory reporting processes.Key...


  • London, Greater London, United Kingdom Harrington Starr Full time

    Job Title: Regulatory Reporting AnalystAbout the Role:Harrington Starr is seeking a highly skilled Regulatory Reporting Analyst to join their team on a FTC basis for 12 months. As a key member of the Regulatory Reporting team, you will be responsible for working on critical initiatives and contributing to the development of regulatory reporting processes.Key...