Compliance Risk Officer

4 weeks ago


Manchester, New Hampshire, United Kingdom Ascent Performance Group Ltd Full time
About Ascent Performance Group Ltd

We are a leading legal and financial services company that prioritizes customer satisfaction and well-being. Our team is dedicated to providing exceptional support during uncertain times.

Job Summary

We are seeking a highly skilled Compliance Monitoring Officer to join our team. As a key member of our internal governance team, you will play a crucial role in ensuring the effective management of risks and compliance with regulatory requirements.

Key Responsibilities
  • Conduct Second Line of Defence (SLOD) activities, including risk-based assurance and process reviews.
  • Monitor and facilitate the implementation of effective risk management practices across the organization.
  • Assist risk owners in reporting adequate risk-related information up and down the organization.
  • Conduct audits on key policies to assess adherence to business activity.
  • Compile data to identify trends and instigate corrective actions as appropriate.
Requirements
  • Educated to Degree level and previous experience within financial services.
  • Robust risk and control, governance, and/or compliance experience gained in the 1st or 2nd Line of Defence roles.
  • Good understanding of operational risk tools, control frameworks, and SMCR regulatory requirements.
  • Delivery-focused with a proven track record of delivering on expectations.
  • Ability to manage multiple concurrent assignments of varying scope and complexity.
What We Offer
  • Hybrid working arrangement.
  • A competitive benefits package, including company pension scheme, 22 days holiday, and health cash plan.
Further Information

As part of our onboarding process, all successful applicants are required to complete our employment screening process to ensure honesty and integrity.


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