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Compliance Director
2 months ago
S&P Global seeks a Compliance Director to join the Compliance Team for the S&P Global Commodity Insights division. The Compliance Director will be based in London and will play a key role in a global compliance team whose mandate is to deliver a Compliance Program for the Division that is fit-for-purpose and highly effective.
Responsibilities and Impact:- Partner with the Division to implement the Division's Compliance policies and procedures to promote a culture of compliance and adherence to laws and regulations.
- Provide support and oversight on Division's regulatory requirements, monitoring, reporting.
- Provide advisory services to staff and management on significant compliance matters/issues and participate on relevant committees.
- Partner with key business, product, legal, Compliance and Enterprise Compliance stakeholders at the Divisional and enterprise level to implement key strategic initiatives.
- Manage and develop the monitoring program focusing on adherence to key policies and divisional regulatory obligations.
- Participate in, and as appropriate, manage Compliance investigations and reviews.
- Provide advice on compliance implications of new business proposals and operational changes within the areas of your responsibility.
- Assist the wider Compliance effort by covering and advising on compliance matters in other practices/areas/offices.
- Coordinate with colleagues globally to ensure consistency in carrying out compliance responsibilities.
- Inform and escalate significant matters to the Global Head of Compliance for the Division.
- 6+ years of directly related, comparable Compliance experience including regulatory.
- A bachelor's degree is required, law degree will be beneficial.
- Experience of the compliance requirements needed for Price Reporting Agencies is highly desirable.
- Experience overseeing a global sanctions compliance program will be beneficial.
- Excellent presentation skills and ability to provide compliance training to all levels.
- Proficiency in Excel, Word and Power Point.
- You will be asked to work from London office 2 days/week.
We're more than 35,000 strong worldwide-so we're able to understand nuances while having a broad perspective. Our team is driven by curiosity and a shared belief that Essential Intelligence can help build a more prosperous future for us all.
From finding new ways to measure sustainability to analyzing energy transition across the supply chain to building workflow solutions that make it easy to tap into insight and apply it. We're committed to a more equitable future and to helping our customers find new, sustainable ways of doing business.
Join us and help create the critical insights that truly make a difference.
Benefits:- Health & Wellness: Health care coverage designed for the mind and body.
- Flexible Downtime: Generous time off helps keep you energized for your time on.
- Invest in Your Future: Secure your financial future through competitive pay, retirement planning, a continuing education program with a company-matched student loan contribution, and financial wellness programs.
- Beyond the Basics: From retail discounts to referral incentive awards-small perks can make a big difference.
At S&P Global, we believe diversity fuels creative insights, equity unlocks opportunity, and inclusion drives growth and innovation - Powering Global Markets. It doesn't stop there, we strive to better reflect and serve the communities in which we live and work, and advocate for greater opportunity for all.
We are an equal opportunity employer and all qualified candidates will receive consideration for employment without regard to race/ethnicity, color, religion, sex, sexual orientation, gender identity, national origin, age, disability, marital status, military veteran status, unemployment status, or any other status protected by law.
