Investment Guidelines Specialist

2 days ago


London, Greater London, United Kingdom Austin Andrew Ltd Full time
Job Description

Austin Andrew Ltd is seeking a highly skilled professional to join our team as an Investment Guidelines Specialist. This role is responsible for managing all front office system related alerts, rules, and other activities.

Key Responsibilities:
  • Front Office System Oversight and Management: Ensure the smooth operation of front office systems, including wall crossings and list updates.
  • Alert Analysis: Conduct thorough analysis of pre- and post-trade alerts to identify potential issues.
  • Regulatory Disclosures: Ensure compliance with regulatory requirements, including FCA's Senior Managers and Certification.
  • Rule Coding: Develop and implement new rules for front office systems, including coding for new accounts and investment guidelines.
  • Risk Management: Identify and mitigate risks to the firm and its clients, ensuring proactive communication of changes and updates.
Requirements:
  • Experience: Minimum 2 years in asset management or comparable financial services roles.
  • Technical Expertise: Strong technical knowledge of front office systems and risk management.
  • Availability: Must be available to work in the office for at least 3 days per week.


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