Compliance Auditor
3 weeks ago
We are seeking a highly skilled Compliance Auditor to join our client, a prestigious legal firm based in Newcastle city centre.
The successful candidate will be responsible for ensuring our client's practices, records, and controls meet the highest standards of regulatory compliance and accreditation requirements.
Key Responsibilities:- Plan and conduct regular quality audits on fee earners to verify compliance with regulations and accreditation requirements.
- Perform risk assessments and evaluate internal controls, reporting any discrepancies.
- Maintain a quality log for all audits, identifying trends and training needs.
- Collaborate with stakeholders to calibrate audits, implement best practices, and enhance performance.
- Analyse historical data to develop quality improvement initiatives and strategies.
- Evaluate audit findings and facilitate the implementation of corrective actions in conjunction with supervisors.
- Manage firm-wide performance through effective communication and contributions to team meetings.
- Interpret regulatory requirements and quality standards, ensuring compliance.
- Conduct both random and focused audits in a timely manner.
- Prepare comprehensive quality reports for presentation to senior management, including all necessary documentation.
- Assist the Head of Risk and Compliance and COLP with external audit preparations, accreditations, and compliance assessments.
- Monitor and execute remedial actions following external audit recommendations.
- Stay abreast of the latest sector regulations and best practices in internal auditing.
- Experience in a regulated environment, preferably within the legal sector.
- Strong research and analytical skills.
- Excellent attention to detail.
- Effective communication skills.
- Qualification in a related field is advantageous but not essential.
- Salary of up to 32k DOE.
- 25 days holiday with ability to purchase additional leave.
- Competitive Benefits Package - including discretionary bonus scheme, medical & life insurance, and pension scheme.
- Opportunities for professional development.
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Compliance Auditor
4 weeks ago
Newcastle upon Tyne, Newcastle upon Tyne, United Kingdom Sacco Mann Full timeCompliance Auditor Job DescriptionSacco Mann is seeking a highly skilled Compliance Auditor to join their growing compliance team in central Newcastle. As a Compliance Auditor, you will play a crucial role in ensuring the firm's compliance with regulatory requirements and industry standards.Key Responsibilities:Coordinate and lead monthly quality assessments...
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Compliance Auditor
4 weeks ago
Newcastle upon Tyne, Newcastle upon Tyne, United Kingdom Sacco Mann Full timeCompliance Auditor Job DescriptionSacco Mann is seeking a highly skilled Compliance Auditor to join their growing compliance team in central Newcastle. As a Compliance Auditor, you will play a crucial role in ensuring the firm's compliance with regulatory requirements and industry standards.Key Responsibilities:Coordinate and lead monthly quality assessments...
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Compliance Auditor
2 weeks ago
Newcastle upon Tyne, Newcastle upon Tyne, United Kingdom Sacco Mann Full timeCompliance Auditor Job DescriptionSacco Mann is seeking a highly skilled Compliance Auditor to join their growing compliance team in central Newcastle. The ideal candidate will have a strong background in compliance auditing and a proven track record of identifying and mitigating risks.Key Responsibilities:Lead monthly quality assessments for fee earners...
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Compliance Auditor
2 weeks ago
Newcastle upon Tyne, Newcastle upon Tyne, United Kingdom Sacco Mann Full timeCompliance Auditor Job DescriptionSacco Mann is seeking a highly skilled Compliance Auditor to join their growing compliance team in central Newcastle. The ideal candidate will have a strong background in compliance auditing and a proven track record of identifying and mitigating risks.Key Responsibilities:Lead monthly quality assessments for fee earners...
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Compliance Auditor
1 month ago
Newcastle upon Tyne, Newcastle upon Tyne, United Kingdom Sacco Mann Full timeCompliance Auditor Job DescriptionOur client, a leading law firm, is seeking a highly skilled Compliance Auditor to join their growing compliance team in Newcastle.The ideal candidate will have a strong background in compliance auditing, with a minimum of 2 years' experience in a regulated legal or professional services environment.Key Responsibilities:Lead...
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Compliance Auditor
1 month ago
Newcastle upon Tyne, Newcastle upon Tyne, United Kingdom Sacco Mann Full timeCompliance Auditor Job DescriptionOur client, a leading law firm, is seeking a highly skilled Compliance Auditor to join their growing compliance team in Newcastle.The ideal candidate will have a strong background in compliance auditing, with a minimum of 2 years' experience in a regulated legal or professional services environment.Key Responsibilities:Lead...
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Compliance Auditor
1 month ago
Newcastle upon Tyne, Newcastle upon Tyne, United Kingdom Sacco Mann Full timeCompliance Auditor Job DescriptionOur client, a leading law firm, is seeking a skilled Compliance Auditor to join their growing compliance team in Newcastle. The ideal candidate will have a strong background in compliance auditing and a passion for ensuring regulatory compliance.Key Responsibilities:Lead monthly quality assessments for fee earners across...
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Compliance Auditor
1 month ago
Newcastle upon Tyne, Newcastle upon Tyne, United Kingdom Sacco Mann Full timeCompliance Auditor Job DescriptionOur client, a leading law firm, is seeking a skilled Compliance Auditor to join their growing compliance team in Newcastle. The ideal candidate will have a strong background in compliance auditing and a passion for ensuring regulatory compliance.Key Responsibilities:Lead monthly quality assessments for fee earners across...
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Compliance Auditor
4 weeks ago
Newcastle upon Tyne, Newcastle upon Tyne, United Kingdom Sacco Mann Full timeCompliance Auditor Job DescriptionSacco Mann is seeking a highly skilled Compliance Auditor to join their growing compliance team in central Newcastle. The ideal candidate will have a strong background in compliance auditing and a proven track record of identifying and mitigating risks.Key Responsibilities:Lead monthly quality assessments for fee earners...
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Compliance Auditor
1 month ago
Newcastle upon Tyne, Newcastle upon Tyne, United Kingdom Reed Full timeCompliance Auditor Job DescriptionWe are seeking a highly skilled Compliance Auditor to join our client, a prestigious legal firm based in Newcastle city centre.The successful candidate will be responsible for ensuring our client's practices, records, and controls meet the highest standards of regulatory compliance and accreditation requirements.Key...
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Pensions Compliance Auditor
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Auditor Compliance Specialist
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Newcastle upon Tyne, Newcastle upon Tyne, United Kingdom Reed Full timeCompliance Auditor Job DescriptionWe are seeking a highly skilled Compliance Auditor to join our client, a prestigious legal firm based in Newcastle city centre. As an Internal Compliance Auditor, you will play a crucial role in ensuring our client's practices, records, and controls meet the highest standards of regulatory compliance and accreditation...
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Auditor Compliance Specialist
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Newcastle upon Tyne, Newcastle upon Tyne, United Kingdom Reed Full timeCompliance Auditor Job DescriptionWe are seeking a highly skilled Compliance Auditor to join our client, a prestigious legal firm based in Newcastle city centre. As an Internal Compliance Auditor, you will play a crucial role in ensuring our client's practices, records, and controls meet the highest standards of regulatory compliance and accreditation...
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Auditor - Compliance Specialist
2 months ago
Newcastle upon Tyne, Newcastle upon Tyne, United Kingdom FJN Recruitment Solutions Full timeWe are excited to be working with a large, independent financial services company who through continued success, have created two brand new positions in the business for someone to join them as a Compliance Auditor in their office.The Compliance Auditor's primary focus is to ensure that all staff and associated companies work within regulatory guidelines and...
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Auditor - Compliance Specialist
2 months ago
Newcastle upon Tyne, Newcastle upon Tyne, United Kingdom FJN Recruitment Solutions Full timeWe are excited to be working with a large, independent financial services company who through continued success, have created two brand new positions in the business for someone to join them as a Compliance Auditor in their office.The Compliance Auditor's primary focus is to ensure that all staff and associated companies work within regulatory guidelines and...
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Risk & Compliance Auditor
4 weeks ago
Newcastle upon Tyne, Newcastle upon Tyne, United Kingdom Kennedys Full timeAbout the RoleKennedys is seeking a highly skilled Risk & Compliance Auditor to join our team. As a Risk & Compliance Auditor, you will play a critical role in ensuring the firm's compliance with regulatory requirements and identifying areas for improvement.Key ResponsibilitiesConduct thorough audits of legal files to ensure compliance with regulatory...
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Risk & Compliance Auditor
3 weeks ago
Newcastle upon Tyne, Newcastle upon Tyne, United Kingdom Kennedys Full timeAbout the RoleKennedys is seeking a highly skilled Risk & Compliance Auditor to join our team. As a Risk & Compliance Auditor, you will play a critical role in ensuring the firm's compliance with regulatory requirements and identifying areas for improvement.Key ResponsibilitiesConduct thorough audits of legal files to ensure compliance with regulatory...
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Auditor - Legal Compliance Specialist
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Newcastle upon Tyne, Newcastle upon Tyne, United Kingdom BCL Legal Full timeCompliance Auditor Role in NewcastleBCL Legal is seeking an experienced Compliance Auditor to join our team in Newcastle. As a Compliance Auditor, you will play a crucial role in ensuring that our practices, records, and controls are in strict compliance with regulations and accreditation requirements.Key Responsibilities:Plan and conduct monthly quality...
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Auditor - Legal Compliance Specialist
1 month ago
Newcastle upon Tyne, Newcastle upon Tyne, United Kingdom BCL Legal Full timeCompliance Auditor Role in NewcastleBCL Legal is seeking an experienced Compliance Auditor to join our team in Newcastle. As a Compliance Auditor, you will play a crucial role in ensuring that our practices, records, and controls are in strict compliance with regulations and accreditation requirements.Key Responsibilities:Plan and conduct monthly quality...
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Compliance Auditor
5 days ago
Newcastle upon Tyne, Newcastle upon Tyne, United Kingdom Sacco Mann Full timeSacco Mann is seeking a Compliance Auditor to join their growing compliance team in Newcastle. The ideal candidate will have upwards of 2 years' experience in compliance auditing within a regulated legal or professional services business.The Compliance Auditor will work closely with the Head of Risk and Compliance to:Coordinate and lead monthly quality...
