Compliance and Risk Specialist
3 weeks ago
Astute Recruitment is seeking a highly skilled Compliance and Risk Officer to join an established company in Uttoxeter. This is an exciting opportunity to work in a dynamic and varied role, reporting to the Head of Compliance & Risk.
Key Responsibilities:
- Assist the Senior Managers in ensuring compliance with FCA principles, rules, and legislation.
- Deliver compliance awareness training to stakeholders at all levels.
- Maintain the Compliance Monitoring Plan, ensuring adequate key risk management.
- Produce management information for the Board of Directors and business risk committees.
- Assist in maintaining a strong compliance culture.
- Conduct internal second-line audits and report to stakeholders.
- Coordinate the internal audit schedule.
- Maintain the company's risk register.
- Manage the Incident Management system, including provision of MI to stakeholders.
- Conduct compliance reviews of financial promotions.
- Support the DPA Officer with DPA compliance.
Requirements:
- Minimum of 2 years' experience in a similar role and/or industry – financial services sector ideally.
- Relevant experience and knowledge in compliance and risk management.
- Excellent communication and interpersonal skills.
- Ability to work independently and as part of a team.
- MS Suite literacy and accuracy.
What We Offer:
- Salary: £35,000 to £40,000 depending on experience and qualifications.
- 25 days' holiday plus bank holidays.
- Discretionary bonus scheme – up to 15%.
- Pension Scheme – 15% employer contribution.
- Personal and home loan scheme.
- Private healthcare and Employee Assistance Programme.
- Private dental scheme.
- Gym on-site.
- Generous sick pay and permanent health insurance schemes after eligibility.
- Enhanced maternity pay after eligibility.
- Long Service cash awards from 3 years.
- Free Car Parking.
- Hybrid working.
Working Hours:
Monday to Friday, 8:30am – 4:45pm, with 45 minutes for lunch. Hybrid working – two days home working, three days office working, with induction training to be conducted from the office.
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