Compliance and Risk Officer

3 weeks ago


Uttoxeter, Staffordshire, United Kingdom Astute Recruitment Full time
Compliance and Risk Officer Job Description

Astute Recruitment is seeking a highly skilled Compliance and Risk Officer to join an established company in Uttoxeter. This is an exciting opportunity to work in a dynamic and varied role, reporting to the Head of Compliance & Risk.

Key Responsibilities:

  • Assist the Senior Managers in ensuring compliance with FCA principles, rules, and legislation.
  • Deliver compliance awareness training to stakeholders at all levels.
  • Maintain the Compliance Monitoring Plan, ensuring adequate key risk management.
  • Produce management information for the Board of Directors and business risk committees.
  • Assist in maintaining a strong compliance culture.
  • Conduct internal second-line audits and report to stakeholders.
  • Coordinate the internal audit schedule.
  • Maintain the company's risk register.
  • Manage the Incident Management system, including provision of MI to stakeholders.
  • Conduct compliance reviews of financial promotions.
  • Support the DPA Officer with DPA compliance.

Requirements:

  • Minimum of 2 years' experience in a similar role and/or industry – financial services sector ideally.
  • Relevant experience and knowledge in regulatory compliance and risk management.
  • Excellent communication and interpersonal skills.
  • Ability to work independently and as part of a team.
  • MS Suite literacy and accuracy.

What We Offer:

  • Salary: £35,000 to £40,000 depending on experience and qualifications.
  • 25 days' holiday plus bank holidays.
  • Discretionary bonus scheme – up to 15%.
  • Pension Scheme – 15% employer contribution.
  • Personal and home loan scheme.
  • Private healthcare and Employee Assistance Programme.
  • Private dental scheme.
  • Gym on-site.
  • Generous sick pay and permanent health insurance schemes after eligibility.
  • Enhanced maternity pay after eligibility.
  • Long Service cash awards from 3 years.
  • Free Car Parking.
  • Hybrid working.

Working Hours:

Monday to Friday, 8:30am – 4:45pm, with 45 minutes for lunch. Hybrid working – two days home working, three days office working – with induction training to be conducted from the office.



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