Compliance and Risk Analyst

2 months ago


Birmingham, Birmingham, United Kingdom QED Legal Full time
Compliance and Risk Analyst
Join a prestigious legal firm with a global footprint

We are collaborating with a prominent legal practice renowned for its comprehensive services and consultancy expertise. This firm has consistently expanded its revenue and workforce over recent years, showcasing a commitment to sustained growth.

This is an excellent opportunity to become part of a dynamic organization that values career advancement while offering the stability of a well-established firm. The firm boasts a remarkable culture that emphasizes professional development and support throughout the organization.

As part of the expansion of their compliance team, your responsibilities will include:
  • Gathering and evaluating high-risk KYC documentation
  • Performing thorough investigations into client backgrounds
  • Conducting reviews of Sanctions, PEPs, and adverse media
  • Assessing and collecting Source of Funds and Source of Wealth documentation
  • Evaluating Risk assessments
  • Executing conflicts checks and interpreting findings.

This team is on the rise, and from the outset, you will have a transparent pathway for career progression, along with an annual salary review and bonus structure.

Ideal candidates will possess experience in the legal sector, whether as a Legal Assistant, Paralegal, or in Conveyancing. A foundational understanding of best practices in AML is essential. You should be enthusiastic about professional growth and demonstrate a meticulous attention to detail.

What can you expect?
  • Competitive salary of £26k
  • Flexible working arrangement - 3 days in the office
  • Comprehensive healthcare benefits
  • Annual bonus
  • Exceptional company perks

We welcome discussions with individuals from the legal field who have a foundational knowledge of Source of Wealth, Source of Funds, or AML.

  • Birmingham, Birmingham, United Kingdom AJ FOX COMPLIANCE Full time

    AJ FOX COMPLIANCE is seeking a Compliance Risk Manager to ensure that all risk management and compliance policies, controls, and procedures within the firm meet regulatory standards and regulations.The ideal candidate will have experience in a risk and compliance role at a law or professional services firm, with a good working knowledge of relevant laws,...


  • Birmingham, Birmingham, United Kingdom AJ FOX COMPLIANCE Full time

    At AJ FOX COMPLIANCE, we are seeking a Compliance Risk Manager to oversee our risk and compliance management strategies and programs. The ideal candidate will have experience in a risk and compliance role at a law or professional services firm, and a good working knowledge of relevant laws, regulations, and codes of conduct.The main responsibilities of this...


  • Birmingham, Birmingham, United Kingdom Park Place Technologies Full time

    Job Title: Governance Risk and Compliance AnalystJob Summary:We are seeking a highly skilled Governance Risk and Compliance Analyst to join our team at Park Place Technologies. As a Governance Risk and Compliance Analyst, you will be responsible for ensuring the organization's compliance with relevant standards and regulations, including ISO27001 and SOC2....


  • Birmingham, Birmingham, United Kingdom Park Place Technologies Full time

    Job Title: Governance Risk and Compliance AnalystJob Summary:We are seeking a highly skilled Governance Risk and Compliance Analyst to join our team at Park Place Technologies. As a Governance Risk and Compliance Analyst, you will be responsible for ensuring the organization's compliance with relevant standards and regulations, including ISO27001 and SOC2....

  • Compliance Manager

    1 week ago


    Birmingham, Birmingham, United Kingdom AJ FOX COMPLIANCE Full time

    Compliance Manager Job DescriptionAJ FOX COMPLIANCE is seeking a highly skilled Compliance Manager to join their team in Birmingham. The successful candidate will be responsible for ensuring that all risk management and compliance policies, controls, and procedures within the firm meet regulatory standards and regulations.The ideal candidate will have...


  • Birmingham, Birmingham, United Kingdom QED Legal Full time

    Compliance and Risk AnalystJoin a prestigious law firmWe are collaborating with a prominent legal practice renowned for its comprehensive services and consultancy capabilities. This firm has consistently expanded its revenue and workforce over recent years, demonstrating a commitment to sustained growth.This is an excellent opportunity to become part of a...


  • Birmingham, Birmingham, United Kingdom QED Legal Full time

    Compliance and Risk AnalystJoin a prestigious law firmWe are collaborating with a prominent legal practice renowned for its comprehensive services and consultancy capabilities. This firm has consistently expanded its revenue and workforce over recent years, demonstrating a commitment to sustained growth.This is an excellent opportunity to become part of a...


  • Birmingham, Birmingham, United Kingdom Molo Full time

    Molo is a fintech company that is revolutionizing the mortgage industry. We are seeking a highly skilled Risk and Compliance Analyst to join our team. The successful candidate will have a strong background in risk management and compliance, with a proven track record of implementing effective risk and compliance frameworks.Key Responsibilities:* Support the...


  • Birmingham, Birmingham, United Kingdom Deutsche Bank Full time

    Job Title: Compliance Risk AnalystLocation: BirminghamCorporate Title: AssociateYou will be joining a team based in Birmingham that performs surveillance tasks related to the Bank's Europe, Middle East & African operations. This includes Trade Surveillance, Communications Surveillance, and Information Barriers Surveillance across Corporate & Investment...


  • Birmingham, Birmingham, United Kingdom AJ FOX COMPLIANCE Full time

    Job SummaryWe are seeking a highly skilled and experienced Contract Lawyer to join our dynamic team at AJ FOX COMPLIANCE. As a key member of our risk and compliance team, you will play a crucial role in ensuring firm-wide compliance and providing expert advice on risk-related issues.Key Responsibilities:Liaise with stakeholders regarding risk-related issues...


  • Birmingham, Birmingham, United Kingdom AJ FOX COMPLIANCE Full time

    Job Title: Senior Risk and Compliance LawyerAbout the Role: We are seeking a highly skilled Senior Risk and Compliance Lawyer to join our team at AJ FOX COMPLIANCE.Key Responsibilities:* Liaise with stakeholders regarding risk-related issues* Assist senior staff with strategic and operational issues (e.g. root cause analysis investigations and...


  • Birmingham, Birmingham, United Kingdom AJ FOX COMPLIANCE Full time

    We are seeking a highly skilled Senior Risk and Compliance Solicitor to join our team at AJ FOX COMPLIANCE. As a key member of our risk and compliance department, you will play a vital role in ensuring firm-wide compliance with regulatory requirements.Some of your key responsibilities will include:Liaising with stakeholders regarding risk-related...


  • Birmingham, Birmingham, United Kingdom AJ FOX COMPLIANCE Full time

    We are seeking a highly skilled Senior Risk and Compliance Lawyer to join our team at AJ FOX COMPLIANCE. As a key member of our risk and compliance department, you will play a vital role in ensuring the firm-wide compliance with regulatory requirements.Some of your key responsibilities will include:Liaising with stakeholders regarding risk-related...


  • Birmingham, Birmingham, United Kingdom Clayton Davies Full time

    Compliance Analyst Job DescriptionAt Clayton Davies, we are seeking a highly skilled Compliance Analyst to join our team. As a Compliance Analyst, you will play a critical role in ensuring that our firm operates in compliance with all relevant regulatory requirements.Key Responsibilities:Compliance Monitoring Plan: Develop and maintain a comprehensive...


  • Birmingham, Birmingham, United Kingdom Clayton Davies Full time

    Compliance Analyst Job DescriptionAt Clayton Davies, we are seeking a highly skilled Compliance Analyst to join our team. As a Compliance Analyst, you will play a critical role in ensuring that our firm operates in compliance with all relevant regulatory requirements.Key Responsibilities:Compliance Monitoring Plan: Develop and maintain a comprehensive...


  • Birmingham, Birmingham, United Kingdom AJ FOX COMPLIANCE Full time

    We are seeking a highly skilled Senior Risk and Compliance Lawyer to join our team at AJ FOX COMPLIANCE.This role will involve working closely with experienced lawyers and compliance specialists to ensure firm-wide compliance.Some key responsibilities include:Liaising with stakeholders regarding risk-related issuesAssisting senior staff with strategic and...


  • Birmingham, Birmingham, United Kingdom Clayton Davies Full time

    Job Title: Compliance AnalystClayton Davies is seeking a highly skilled Compliance Analyst to join our team. As a Compliance Analyst, you will play a critical role in ensuring that our firm operates within the regulatory framework and maintains the highest standards of compliance.Key Responsibilities:Compliance Monitoring Plan: Develop and implement a...


  • Birmingham, Birmingham, United Kingdom Clayton Davies Full time

    Job Title: Compliance AnalystClayton Davies is seeking a highly skilled Compliance Analyst to join our team. As a Compliance Analyst, you will play a critical role in ensuring that our firm operates within the regulatory framework and maintains the highest standards of compliance.Key Responsibilities:Compliance Monitoring Plan: Develop and implement a...


  • Birmingham, Birmingham, United Kingdom Molo Full time

    About MoloMolo is a fintech company that is revolutionizing the mortgage industry. With a strong focus on innovation and customer-centricity, we aim to simplify and speed up the mortgage lending process.Job Title: Risk and Compliance AnalystWe are seeking a highly motivated and detail-oriented Risk and Compliance Analyst to join our team. As a key member of...


  • Birmingham, Birmingham, United Kingdom caia - Jobboard Full time

    Job Title: Compliance Risk AnalystLocation: BirminghamCorporate Title: AssociateYou will be joining a team based in Birmingham which performs a variety of surveillance tasks with respect to the Bank's Europe, Middle East & African operations, which will include Trade Surveillance, Communications Surveillance and Information Barriers Surveillance across...