Compliance Specialist

4 weeks ago

Bristol, Bristol, United Kingdom TLT LLP Full time
Job Summary

We are seeking a highly skilled Compliance Analyst to join our Can I Act team at TLT LLP. As a key member of our team, you will play a critical role in ensuring the firm's compliance with anti-money laundering regulations and other financial crime laws.

Key Responsibilities
  • Manage and implement assessments of high and medium risk clients, including reviewing information and updating client due diligence as necessary.
  • Address any non-compliance issues in line with internal policies and procedures.
  • Work with Client Relationship Partners to ensure AML reviews are consistent with client information and risk profiles.
  • Monitor and analyze matter risk assessments to ensure the firm is comfortable acting in the particular circumstances.
  • Flag high-risk factors for further investigation and follow business acceptance procedures for all clients and work of the firm.
  • Liaise with fee earners and others to make informed decisions about CDD requirements and mitigate identified risks.
  • Review and analyze CDD documents to ensure compliance with anti-money laundering regulations.
  • Conduct source of funds and source of wealth reviews and make decisions on whether the risk has been mitigated.
Requirements
  • Good research and analytical skills.
  • Strong organizational skills and ability to prioritize workload.
  • Excellent communication skills and ability to deal with people of all levels.
  • Ability to work well under pressure and to deadlines in a fast-paced environment.
  • Accurate data inputting, attention to detail, and accuracy.
  • Good IT skills.
  • Legal qualification desired but not essential.
  • Minimum of one year's experience of conflict checking required for the compliance analyst role.
About TLT LLP

TLT LLP is a fast-paced, fast-growing, and forward-thinking law firm that helps clients stay one step ahead. We work with high-profile clients in innovative sectors and have a network of partner firms across Europe, India, and the US.

Our Benefits

We value our employees highly and offer a competitive salary with an annual pay review, 25 days holiday (increasing to 30 days based on length of service), and private medical insurance. We also offer a flexible working approach, empowering our people to work in a place and at a time that meets their needs.

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